JJ

Jeremy D. Jobe

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CRD#: 4271958
JJ

Professional summary


Jeremy Dane Jobe was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Jeremy is a previously registered financial professional and started their career in finance in 2000. Prior to being barred, Jeremy had worked at 3 firms, which includes REEF SECURITIES INC., AMEREST SECURITIES INC., SHELMAN SECURITIES CORP..

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

March 24, 2003 - June 14, 2004

REEF SECURITIES, INC.

BD
CRD#: 31951
RICHARDSON, TX
Past

November 7, 2001 - February 15, 2002

AMEREST SECURITIES, INC.

BD
CRD#: 40201
DALLAS, TX
Past

December 12, 2000 - October 8, 2001

AMEREST SECURITIES, INC.

BD
CRD#: 40201
DALLAS, TX
Past

October 10, 2000 - November 6, 2000

SHELMAN SECURITIES CORP.

BD
CRD#: 39795
DALLAS, TX

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
General Industry/Product Exam

Current Firm


RS
REEF SECURITIES, INC.
REEF SECURITIES, INC. | WESTERN AMERICAN SECURITIES CORPORATION

CRD#: 31951 / SEC#: , 8-45583

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information


Main Address
1901 N Central Expressway, Suite 310, Richardson, TX 75080-3558
Mailing Address
1901 N Central Expressway, Suite 310, Richardson, TX 75080-3558
Phone number
(972) 437-6895
Established
Texas since 02/18/1993
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (32 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Direct owners and executive officers


NamePositionCRD#
MAUCELI, PAUL FRANK JRPRESIDENT2330829
MAUCELI, PAUL FRANK JRCCO2330829

Disclosures


Regulatory Event8
Arbitration1

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


REEF SECURITIES, INC.

CRD#: 31951

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