Ramon M. Suazo

BENGUR BRYAN & CO.

Baltimore, MD 21202

Some features on this profile are disabled

CRD#: 4271489

Professional summary

Ramon Montoya Suazo, who also goes by Ramon Suazo, is a registered financial professional currently at BENGUR BRYAN & CO., INC. located in Baltimore, Maryland.

Ramon is registered as a RR (Registered Representative) and started their career in finance in 2001. Ramon has worked at 9 firms and has passed the Series 63, SIE, Series 79TO and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Ramon Suazo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ramon Montoya Suazo's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 11, 2022 - Present

BENGUR BRYAN & CO., INC.

Office #1: 509 South Exeter Street Suite 210, Baltimore, MD 21202

CRD#: 36290

Baltimore, MD

Past

July 27, 2020 - December 6, 2021

CEA ATLANTIC ADVISORS, LLC

CRD#: 127146

TAMPA, FL

Past

March 25, 2013 - June 22, 2016

BG STRATEGIC ADVISORS LLC

CRD#: 124448

WEST PALM BEACH, FL

Past

August 11, 2011 - August 21, 2013

CONSOLIDATED FINANCIAL INVESTMENTS, INC.

CRD#: 18810

CLAYTON, MO

Past

June 17, 2009 - April 14, 2010

WEEDEN & CO.L.P.

CRD#: 16835

GREENWICH, CT

Past

September 27, 2007 - April 24, 2008

HSBC SECURITIES (USA) INC.

CRD#: 19585

NEW YORK CITY, NY

Past

December 1, 2005 - August 8, 2007

STIFEL, NICOLAUS & COMPANY, INCORPORATED

CRD#: 793

BALTIMORE, MD

Past

June 10, 2002 - December 1, 2005

LEGG MASON WOOD WALKER, INCORPORATED

CRD#: 6555

BALTIMORE, MD

Past

February 26, 2001 - October 3, 2001

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Maryland
(1/12/2022)

Exams

State Security Law Exam

Series 63

Date: 2/22/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 1/2/2023

Securities Industry Essentials Examination

General Industry/Product Exam

Series 79TO

Date: 7/27/2020

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 7

Date: 2/24/2001

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

BENGUR BRYAN & CO., INC.

CRD#: 36290 / SEC#: , 8-47072

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

509 South Exeter Street Suite 210, Baltimore, MD 21202

Mailing Address

509 South Exeter Street Suite 210, Baltimore, MD 21202

Phone number

(443) 573-3030

Established

Maryland since 06/02/1991

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
BRYAN, CHARLES ALAN	CHIEF COMPLIANCE OFFICER	1587605

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Brian Mckinney

COMMONWEALTH FINANCIAL NETWORK

IAR

Columbia, MD

Gary Williams

COMMONWEALTH FINANCIAL NETWORK

IAR

Columbia, MD

Lawrence Leitch

LPL FINANCIAL LLC

IAR

TOWSON, MD

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Ramon M. Suazo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ramon Montoya Suazo's CRS (Customer Relationship Summary).

Certified licenses

Experience

CEA ATLANTIC ADVISORS, LLC

BG STRATEGIC ADVISORS LLC

CONSOLIDATED FINANCIAL INVESTMENTS, INC.

WEEDEN & CO.L.P.

HSBC SECURITIES (USA) INC.

STIFEL, NICOLAUS & COMPANY, INCORPORATED

LEGG MASON WOOD WALKER, INCORPORATED

LEHMAN BROTHERS INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 2/22/2010

SIE

Date: 1/2/2023

Series 79TO

Date: 7/27/2020

Series 7

Date: 2/24/2001

FINRA

Current Firm

BENGUR BRYAN & CO., INC.

Contact information

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

BENGUR BRYAN & CO., INC.

TRUST BUT VERIFY

Similar Advisors