RK
Raymond P. Kondler
BROOKSTONE CAPITAL MANAGEMENT LLC
Las Vegas, NV 89113
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CRD#: 4271265
RK
Professional summary
Raymond P. Kondler, who also goes by Ray Kondler, Raymond Kondler, is a registered financial advisor currently at BROOKSTONE CAPITAL MANAGEMENT LLC located in Las Vegas, Nevada.
Raymond is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Raymond has worked at 8 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ray Kondler | Raymond Kondler
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 04/04/2007: RAYMOND KONDLER - CPA AFFILIATE PROGRAM - 95% OF TIME SPENT - CPA TAX PRACTICE OWNER OPERATOR. PREPARATION OF TAX RETURNS BUSINESS AND PERSONAL, 6460 MEDICAL CENTER STREET, SUITE 230, LAS VEGAS, NV 89148.
2. 07/21/2015: THE KONDLER FINANCIAL GROUP - INV REL - 6460 MEDICAL CENTER STREET, SUITE 230 LAS VEGAS, NJ 89148 - CPA AFFILIATE PROGRAM - START 07/14/2015 - 160 HR/MO NONE DURING SECS TRDG HRS - THIS IS A CPA FIRM. WE OFFER TAX RETURN PREPARATION.
3. 07/27/2015: KONDLER, CHAVEZ & KOCH CPAS - INV REL - 6460 MEDICAL CENTER STREET, SUITE 230, LAS VEGAS, NV 89148 - CPA AFFILIATE PROGRAM - START 07/14/2014 - 160 HR/MO ALL DURING SECS TRDG HRS
4. INSURANCE SALES
5. TWO RENTAL PROPERTIES SINCE 2008 OWN RENTAL PROPERTIES, RECIEVE RENTS, PAY BILLS
CRS (Client Relationship Summary) - RIA
Click below to view Raymond P. Kondler's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 14, 2019 - Present
BROOKSTONE CAPITAL MANAGEMENT LLC
Office #1: 8475 W Sunset Rd Suite 201, Las Vegas, NV 89113RIA
CRD#: 141413
Las Vegas, NV
Past
March 7, 2016 - August 14, 2018
PRIVATE PORTFOLIO PARTNERS, LLC
RIA
CRD#: 165616
MANASQUAN, NJ
Past
January 8, 2015 - May 2, 2016
INSIGHT PRIVATE ADVISORS, LLC
RIA
CRD#: 169017
MANASQUAN, NJ
Past
July 15, 2009 - May 17, 2018
LPL FINANCIAL LLC
RIA
CRD#: 6413
MANASQUAN, NJ
Past
April 24, 2007 - August 27, 2018
LPL FINANCIAL LLC
BD
CRD#: 6413
MANASQUAN, NJ
Past
March 12, 2007 - March 27, 2007
OSAIC WEALTH, INC.
BD
CRD#: 23131
SCOTTSDALE, AZ
Past
June 30, 2003 - March 20, 2007
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
CRANFORD, NJ
Past
June 30, 2003 - March 20, 2007
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
CRANFORD, NJ
Past
November 9, 2000 - June 20, 2003
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BC
BROOKSTONE CAPITAL MANAGEMENT LLC
BROOKSTONE CAPITAL MANAGEMENT LLC | XL ADVISORS LLC
CRD#: 141413 / SEC#: 801-68010
RIA
Registered Investment Advisory firm - (6/20/2007 Approved)Arizona
Registered Investment Advisory firm - (6/25/2007 Terminated)Arkansas
Registered Investment Advisory firm - (7/3/2007 Terminated)California
Registered Investment Advisory firm - (6/26/2007 Terminated)Illinois
Registered Investment Advisory firm - (6/20/2007 Terminated)Indiana
Registered Investment Advisory firm - (6/25/2007 Terminated)Nevada
Registered Investment Advisory firm - (7/19/2007 Terminated)Ohio
Registered Investment Advisory firm - (6/25/2007 Terminated)Oklahoma
Registered Investment Advisory firm - (6/20/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (6/27/2007 Terminated)Tennessee
Registered Investment Advisory firm - (7/25/2007 Terminated)Texas
Registered Investment Advisory firm - (6/25/2007 Terminated)Virginia
Registered Investment Advisory firm - (7/6/2007 Terminated)Washington
Registered Investment Advisory firm - (6/25/2007 Terminated)Wisconsin
Registered Investment Advisory firm - (6/25/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Nevada(1/22/2019)
IAR
New Jersey(1/14/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
BC
BROOKSTONE CAPITAL MANAGEMENT LLC
BROOKSTONE CAPITAL MANAGEMENT LLC | XL ADVISORS LLC
CRD#: 141413 / SEC#: 801-68010
RIA
Registered Investment Advisory firm - (6/20/2007 Approved)Arizona
Registered Investment Advisory firm - (6/25/2007 Terminated)Arkansas
Registered Investment Advisory firm - (7/3/2007 Terminated)California
Registered Investment Advisory firm - (6/26/2007 Terminated)Illinois
Registered Investment Advisory firm - (6/20/2007 Terminated)Indiana
Registered Investment Advisory firm - (6/25/2007 Terminated)Nevada
Registered Investment Advisory firm - (7/19/2007 Terminated)Ohio
Registered Investment Advisory firm - (6/25/2007 Terminated)Oklahoma
Registered Investment Advisory firm - (6/20/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (6/27/2007 Terminated)Tennessee
Registered Investment Advisory firm - (7/25/2007 Terminated)Texas
Registered Investment Advisory firm - (6/25/2007 Terminated)Virginia
Registered Investment Advisory firm - (7/6/2007 Terminated)Washington
Registered Investment Advisory firm - (6/25/2007 Terminated)Wisconsin
Registered Investment Advisory firm - (6/25/2007 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1745 S. Naperville Road Suite 200, Wheaton, IL 60189
Mailing Address
Phone number
(630) 653-1400
Established
Firm type
Fiscal year end
# of Employees
395
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 73,650 |
| AUM (Assets Under Management) | $ 10,409,137,908 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
