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Christopher Russell Mcnamee

CRD# 4271195·Registered 2001 - 2016
Barred: Christopher Russell Mcnamee was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Christopher Russell Mcnamee, who also goes by Christian Russell Mcnamee, was a registered financial advisor. Christopher was a previously registered financial professional and started their career in finance 2001 - 2016. Christopher had worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Christian Russell Mcnamee

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

Past

DAKOTA SECURITIES INTERNATIONAL, INC.Past·CRD# 132700
BD
Miami, FL
February 10, 2005 - March 8, 2016
STERLING FINANCIAL INVESTMENT GROUP, INC.Past·CRD# 41506
BD
Boca Raton, FL
August 30, 2004 - April 5, 2005
NEWBRIDGE SECURITIES CORPORATIONPast·CRD# 104065
BD
Boca Raton, FL
October 29, 2002 - August 9, 2004
CARDINAL CAPITAL MANAGEMENT, INC.Past·CRD# 24605
BD
Miami, FL
April 3, 2002 - October 28, 2002
LH ROSS & COMPANY, INC.Past·CRD# 37920
BD
Boca Raton, FL
February 21, 2002 - April 8, 2002
SALOMON GREY FINANCIAL CORPORATIONPast·CRD# 43413
BD
Dallas, TX
August 24, 2001 - March 22, 2002
EMERSON BENNETT & ASSOCIATESPast·CRD# 36171
BD
Ft. Lauderdale, FL
May 29, 2001 - August 23, 2001
PRIME CHARTER LTD.Past·CRD# 25668
BD
New York, NY
February 7, 2001 - May 22, 2001
CARDINAL CAPITAL MANAGEMENT, INC.Past·CRD# 24605
BD
Miami, FL
February 2, 2001 - March 2, 2001
R.K. GRACE & COMPANYPast·CRD# 35203
BD
Miami, FL
January 1, 2001 - March 1, 2001

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Current Firm

DS
DAKOTA SECURITIES INTERNATIONAL, INC.

DAKOTA SECURITIES INTERNATIONAL, INC.

CRD#: 132700 / SEC#: 8-66626
BD
Terminated by SEC on 10/12/2018

Contact Information

Established

Florida since 01/09/2004

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
ZIPPER, MARGARET APRESIDENT3268116
DROPKIN, CLIFFORDPASSIVE INVESTOR—
CUCCIA, GARY JOHNFINOP, CCO, CFO1386493

Disclosures

Regulatory Event

5

Arbitration

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 2001About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Mar 2016About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 2000About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jan 2005About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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