Jon O. Nash
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jon Oral Nash SR was a registered financial professional .
Jon is a previously registered financial professional and started their career in finance in 2000. Jon had worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 15, 2014 - November 21, 2016
MODERN CAPITAL ADVISORS, LLC
October 13, 2014 - August 3, 2016
LIBERTY PARTNERS FINANCIAL SERVICES, LLC
July 30, 2008 - September 15, 2014
INVESTORS CAPITAL CORP.
October 28, 2002 - September 15, 2014
INVESTORS CAPITAL CORP.
May 10, 2002 - October 30, 2002
CITIGROUP GLOBAL MARKETS INC.
October 16, 2000 - October 30, 2002
CITIGROUP GLOBAL MARKETS INC.
Primary Firm SEC Registration
MODERN CAPITAL ADVISORS, LLC
CRD#: 131117 / SEC#: 801-72611
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MODERN CAPITAL ADVISORS, LLC
CRD#: 131117 / SEC#: 801-72611
Contact information
SEC notice filing (37 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,561 |
| AUM (Assets Under Management) | $ 285,401,221 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
