EJ
Erik O. Jensen
VALIC FINANCIAL ADVISORS
Lakewood, CO 80228
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CRD#: 4270631
EJ
Professional summary
Erik Owen Jensen is a registered financial advisor currently at VALIC FINANCIAL ADVISORS, INC. located in Lakewood, Colorado.
Erik is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Erik has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 51 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Journeys Aviation. 3335 Airport Road, Boulder, CO 80301. Non-investment related. Commenced activity 6/29/19. Certified Flight Instructor with duties which include provide flight instruction to student/customers needing additional training such as a flight review that is required by the FAA every 2 years. 1% hrs/mth is devoted to this activity during securities trading hours. AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products
CRS (Client Relationship Summary) - RIA
Click below to view Erik Owen Jensen's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Erik Owen Jensen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 15, 2016 - Present
VALIC FINANCIAL ADVISORS, INC.
Office #1: 165 South Union Boulevard Suite 600, Lakewood, CO 80228RIA
BD
CRD#: 42803
Lakewood, CO
Current
March 15, 2016 - Present
VALIC FINANCIAL ADVISORS, INC.
Office #1: 165 South Union Boulevard Suite 600, Lakewood, CO 80228RIA
BD
CRD#: 42803
Lakewood, CO
Past
July 18, 2014 - March 14, 2016
FORTA FINANCIAL GROUP, INC.
RIA
CRD#: 28784
GREENWOOD VILLAGE, CO
Past
July 18, 2014 - March 14, 2016
FORTA FINANCIAL GROUP, INC.
BD
CRD#: 28784
GREENWOOD VILLAGE, CO
Past
February 24, 2003 - July 31, 2014
VALIC FINANCIAL ADVISORS, INC.
RIA
CRD#: 42803
LAKEWOOD, CO
Past
October 5, 2000 - December 31, 2001
THE VARIABLE ANNUITY MARKETING COMPANY
BD
CRD#: 5081
HOUSTON, TX
Past
October 5, 2000 - July 31, 2014
VALIC FINANCIAL ADVISORS, INC.
BD
CRD#: 42803
LAKEWOOD, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VF
VALIC FINANCIAL ADVISORS, INC.
AIG RETIREMENT ADVISORS, INC. | VALIC INVESTMENT SERVICES COMPANY | VALIC FINANCIAL ADVISORS, INC. | COREBRIDGE FINANCIAL | AMERICAN GENERAL FINANCIAL ADVISORS, INC. | AIG RETIREMENT SERVICES
CRD#: 42803 / SEC#: 801-54952, 8-50018
RIA
Registered Investment Advisory firm - SEC (10/10/1997 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(4/7/2016)
IAR
Arizona(4/7/2016)
RR
California(4/1/2016)
IAR
California(4/1/2016)
RR
Colorado(3/15/2016)
IAR
Colorado(3/15/2016)
RR
Florida(3/31/2016)
IAR
Florida(3/31/2016)
RR
Idaho(3/30/2016)
IAR
Idaho(4/1/2016)
IAR
Indiana(4/10/2019)
RR
Indiana(4/11/2019)
IAR
Iowa(3/31/2016)
RR
Iowa(4/5/2016)
RR
Kansas(8/26/2021)
IAR
Kansas(8/26/2021)
RR
Massachusetts(4/1/2016)
IAR
Massachusetts(5/9/2016)
RR
Michigan(6/3/2016)
IAR
Michigan(6/3/2016)
IAR
Minnesota(9/29/2016)
RR
Minnesota(10/4/2016)
RR
Montana(3/31/2016)
IAR
Montana(3/31/2016)
RR
Nebraska(3/30/2016)
IAR
Nebraska(3/30/2016)
RR
Nevada(4/7/2016)
IAR
Nevada(4/7/2016)
RR
New Mexico(3/31/2016)
IAR
New Mexico(3/31/2016)
RR
North Dakota(10/7/2025)
IAR
North Dakota(10/22/2025)
RR
Oklahoma(8/16/2021)
IAR
Oklahoma(8/16/2021)
RR
Oregon(11/7/2016)
IAR
Oregon(11/7/2016)
RR
Pennsylvania(8/9/2017)
IAR
Pennsylvania(8/9/2017)
RR
South Dakota(5/2/2019)
IAR
South Dakota(5/2/2019)
IAR
Texas(6/29/2021)
RR
Texas(7/1/2021)
RR
Utah(3/30/2016)
IAR
Utah(4/1/2016)
RR
Virginia(10/6/2016)
IAR
Virginia(10/6/2016)
RR
Washington(3/31/2016)
IAR
Washington(3/31/2016)
RR
Wyoming(3/30/2016)
IAR
Wyoming(8/7/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
VF
VALIC FINANCIAL ADVISORS, INC.
AIG RETIREMENT ADVISORS, INC. | VALIC INVESTMENT SERVICES COMPANY | VALIC FINANCIAL ADVISORS, INC. | COREBRIDGE FINANCIAL | AMERICAN GENERAL FINANCIAL ADVISORS, INC. | AIG RETIREMENT SERVICES
CRD#: 42803 / SEC#: 801-54952, 8-50018
RIA
Registered Investment Advisory firm - SEC (10/10/1997 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information
Main Address
2919 Allen Parkway L3-20, Houston, TX 77019
Mailing Address
2919 Allen Parkway L3-20, Houston, TX 77019-2158
Phone number
(866) 544-4968
Established
Texas since 11/18/1996
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
1,633
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE VARIABLE ANNUITY LIFE INSURANCE COMPANY | DIRECT OWNER | |
| BURNETTE, CYNTHIA LEA | CHIEF FINANCIAL OFFICER AND TREASURER | 1863103 |
| FORTEY, MICHAEL | VFA CHIEF COMPLIANCE OFFICER BROKER DEALER | 2304969 |
| GIBSON, KRISTA DE LOIS | PRESIDENT; SVP, HEAD OF PRODUCT & ADVISORY SERVICES | 2348708 |
| JOE, CHRISTOPHER CHUCK | VFA CHIEF COMPLIANCE OFFICER INVESTMENT ADVISOR | 2373056 |
| LOGAN, JOHN ALBERT | CHIEF OPERATIONS OFFICER | 4378887 |
| MARCIEL-CARR, THERESA H | VICE PRESIDENT, FIELD SUPERVISION | 5428259 |
| NORRIS, JOHN ERIK | SECRETARY | 8188573 |
| RINK, VERONICA LYNETTE | VICE PRESIDENT, BUSINESS ADMINISTRATION | 4724432 |
Regulatory assets under management
| Total Number of Accounts | 293,993 |
| AUM (Assets Under Management) | $ 26,372,603,709 |
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/24/2025 | ||
| 01/27/2025 | ||
| 04/29/2024 | ||
| 04/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
