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ML

Michael E. Larson

OXFORD FINANCIAL GROUP, LTD
Carmel, IN 46032
Some features on this profile are disabled
CRD#: 4270604
ML

Professional summary

Michael Everett Larson, who also goes by Michael E Larson, is a registered financial advisor currently at OXFORD FINANCIAL GROUP, LTD located in Carmel, Indiana.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Michael has worked at 6 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 7, Series 10 and Series 9 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Michael E Larson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Everett Larson's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 6, 2023 - Present

OXFORD FINANCIAL GROUP, LTD

Office #1: 11711 North Meridian Street Suite 600, Carmel, IN 46032
RIA
CRD#: 105303
Carmel, IN
Past

January 24, 2022 - December 12, 2022

SPECTRUM WEALTH MANAGEMENT

RIA
CRD#: 154532
INDIANAPOLIS, IN
Past

January 23, 2015 - April 6, 2016

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
INDIANAPOLIS, IN
Past

April 2, 2004 - April 6, 2016

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
INDIANAPOLIS, IN
Past

September 19, 2003 - March 19, 2004

BANC ONE SECURITIES CORPORATION

BD
CRD#: 16999
CHICAGO, IL
Past

June 18, 2002 - September 3, 2002

CONSECO EQUITY SALES, INC.

BD
CRD#: 4125
CARMEL, IN
Past

July 12, 2001 - July 19, 2001

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD
CRD#: 2881
MILWAUKEE, WI
Past

January 1, 2001 - April 5, 2001

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
WESTLAKE, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OF
OXFORD FINANCIAL GROUP, LTD
FAMILY OFFICE SERVICES OF OXFORD | THE OXFORD GROUP, LTD | THE OXFORD FAMILY OFFICE | PHILANTHROPIC COUNSEL OF OXFORD | OXFORD WEALTH ADVISORS | OXFORD GROUP, LTD | OXFORD GROUP LTD | OXFORD FINANCIAL GROUP, LTD. LLC | OXFORD FINANCIAL GROUP, LTD | OXFORD FINANCIAL ADVISORS CORPORATION | OXFORD FINANCIAL ADVISORS | INVESTMENT SERVICES OF OXFORD

CRD#: 105303 / SEC#: 801-20692

RIA
Registered Investment Advisory firm - (2/7/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(6/20/2024)
IAR
Illinois
(5/24/2024)
IAR
Indiana
(1/6/2023)
IAR
Minnesota
(5/24/2024)
IAR
Ohio
(5/25/2024)
IAR
Texas
(5/24/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 1/24/2022
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 1/23/2015
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 9/23/2003
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 4/6/2016
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/28/2000
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 5/15/2009
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 4/20/2009
General Securities Sales Supervisor - Options Module Examination

Current Firm

OF
OXFORD FINANCIAL GROUP, LTD
FAMILY OFFICE SERVICES OF OXFORD | THE OXFORD GROUP, LTD | THE OXFORD FAMILY OFFICE | PHILANTHROPIC COUNSEL OF OXFORD | OXFORD WEALTH ADVISORS | OXFORD GROUP, LTD | OXFORD GROUP LTD | OXFORD FINANCIAL GROUP, LTD. LLC | OXFORD FINANCIAL GROUP, LTD | OXFORD FINANCIAL ADVISORS CORPORATION | OXFORD FINANCIAL ADVISORS | INVESTMENT SERVICES OF OXFORD

CRD#: 105303 / SEC#: 801-20692

RIA
Registered Investment Advisory firm - (2/7/1984 Approved)
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Contact information

Main Address
11711 North Meridian Street Suite 600, Carmel, IN 46032
Mailing Address
P. O. Box 80238, Indianapolis, IN 46280-0238
Phone number
(317) 843-5678
Established
Firm type
Fiscal year end
# of Employees
154

SEC notice filing (27 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

OXFORD FINANCIAL GROUP LTD. FORM ADV PART 2A JUNE 2025 (6/25/2025)

Regulatory assets under management

Total Number of Accounts6,467
AUM (Assets Under Management)$ 19,650,381,670

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
04/16/2025
Cover Page
Report
03/28/2025
Cover Page
Report
03/15/2024
Cover Page
Report
03/24/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

OXFORD FINANCIAL GROUP, LTD

CRD#: 105303Carmel, IN 46032

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