Prashanth A. Chintanapalli

SRC WEALTH ADVISORS LLC

Dunwoody, GA

Some features on this profile are disabled

CRD#: 4270461

Professional summary

Prashanth A Chintanapalli is a registered financial advisor currently at SRC WEALTH ADVISORS LLC located in Dunwoody, Georgia and HFA INVESTMENTS, LLC located in Dunwoody, Georgia.

Prashanth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Prashanth has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Prashanth A Chintanapalli's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 25, 2015 - Present

SRC WEALTH ADVISORS LLC

RIA

CRD#: 269870

Dunwoody, GA

Current

April 29, 2025 - Present

HFA INVESTMENTS, LLC

RIA

CRD#: 334904

Dunwoody, GA

Past

February 10, 2012 - April 13, 2015

MORGAN STANLEY

RIA

CRD#: 149777

ATLANTA, GA

Past

February 10, 2012 - April 13, 2015

MORGAN STANLEY

CRD#: 149777

ATLANTA, GA

Past

October 29, 2010 - February 22, 2012

BARCLAYS CAPITAL INC.

RIA

CRD#: 19714

ATLANTA, GA

Past

October 29, 2010 - February 22, 2012

BARCLAYS CAPITAL INC.

CRD#: 19714

ATLANTA, GA

Past

July 16, 2007 - November 5, 2010

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

ATLANTA, GA

Past

March 24, 2005 - November 5, 2010

UBS FINANCIAL SERVICES INC.

CRD#: 8174

ATLANTA, GA

Past

January 22, 2004 - March 31, 2005

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(6/25/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/9/2007

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 2/5/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 4/13/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 9/29/2006

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 1/21/2004

General Securities Representative Examination

Current Firm

SRC WEALTH ADVISORS LLC

CRD#: 269870 / SEC#:

Georgia

Registered Investment Advisory firm - (6/25/2015 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Dunwoody, GA

Mailing Address

Phone number

(678) 938-0162

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	22
AUM (Assets Under Management)	$ 46,059,101

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Prashanth A. Chintanapalli

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Prashanth A Chintanapalli's CRS (Customer Relationship Summary).

Certified licenses

Experience

HFA INVESTMENTS, LLC

MORGAN STANLEY

MORGAN STANLEY

BARCLAYS CAPITAL INC.

BARCLAYS CAPITAL INC.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

MORGAN STANLEY & CO. LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/9/2007

Series 63

Date: 2/5/2004

SIE

Date: 4/13/2015

Series 3

Date: 9/29/2006

Series 7

Date: 1/21/2004

Current Firm

SRC WEALTH ADVISORS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SRC WEALTH ADVISORS LLC

TRUST BUT VERIFY

Similar Advisors