Adam M. Tirado
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Adam Matthew Tirado, who also goes by Matthew Tirado, was a registered financial professional .
Adam is a previously registered financial professional and started their career in finance in 2001. Adam had worked at 11 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 22, 2015 - August 5, 2015
BLACKBOOK CAPITAL, LLC
April 29, 2013 - April 22, 2014
ROCKWELL SECURITIES LLC
March 4, 2013 - May 16, 2013
OLSON, CROSS & ALAMO LLC
May 31, 2011 - January 11, 2013
WINDSOR STREET CAPITAL, LP
March 25, 2011 - June 20, 2011
CHARLES MORGAN SECURITIES, INC.
April 30, 2009 - March 29, 2011
PHD CAPITAL
June 21, 2005 - May 7, 2009
E1 ASSET MANAGEMENT, INC.
May 4, 2005 - June 21, 2005
A B WONG CAPITAL LLC
September 25, 2002 - May 5, 2005
J.H. DARBIE & CO., INC.
June 24, 2002 - August 29, 2002
PARK SOUTH SECURITIES, LLC
October 11, 2001 - June 6, 2002
E1 ASSET MANAGEMENT, INC.
February 7, 2001 - October 9, 2001
PHD CAPITAL
January 16, 2001 - February 6, 2001
HAPOALIM SECURITIES USA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BLACKBOOK CAPITAL, LLC
CRD#: 123234 / SEC#: , 8-65577
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OGELE, FRANKLIN IHENDU | CEO, PRESIDENT, FINOP, CCO | 2197820 |
| APEX HOMES, INC | MEMBER |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
| Judgment/Lien | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
