JL
John D. Lawrence
CETERA INVESTMENT ADVISERS LLC
CENTRALIA, WA 98531
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CRD#: 4270227
JL
Professional summary
John David Lawrence is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Centralia, Washington and CETERA ADVISORS LLC located in Centralia, Washington.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. John has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. LAWRENCE FAMILY FOUNDATION; SUCCESSOR TRUSTEE; FIDUCIARY POSITION; START DATE 07/05/2011 2. NAME OF OTHER BUSINESS: NORTHWEST PLANNING & INVESTMENTS, LLC, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 01/2025, POSITION/TITLE/RELATIONSHIP: PARTNER., APX NUMBER OF HOURS PER WEEK: 10, APX NUMBER OF HOURS DURING TRADING HOURS: 2, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 3. NAME OF OTHER BUSINESS: JOHN LAWRENCE; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: TAX PREPARATION; START DATE: 7/2025 POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: TAX PREPARATION; 4. NAME OF OTHER BUSINESS: JD & DJ ENTERPRISE; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: DBA FOR TAX PURPOSES; START DATE: 7/2025; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: DBA FOR TAX PURPOSES;
CRS (Client Relationship Summary) - RIA
Click below to view John David Lawrence's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 12, 2020 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 620 West Main, Centralia, WA 98531RIA
CRD#: 105644
CENTRALIA, WA
Current
September 8, 2022 - Present
CETERA ADVISORS LLC
Office #1: 620 West Main, Centralia, WA 98531BD
CRD#: 10299
Centralia, WA
Past
July 2, 2012 - November 12, 2020
FIRST ALLIED ADVISORY SERVICES, INC.
RIA
CRD#: 137888
CENTRALIA, WA
Past
June 1, 2010 - July 2, 2012
FIRST ALLIED SECURITIES, INC.
RIA
CRD#: 32444
CENTRALIA, WA
Past
July 24, 2008 - September 8, 2022
FIRST ALLIED SECURITIES, INC.
BD
CRD#: 32444
CENTRALIA, WA
Past
January 1, 2008 - July 17, 2008
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
CHEHALIS, WA
Past
January 1, 2008 - July 17, 2008
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
CHEHALIS, WA
Past
April 30, 2001 - January 1, 2008
A. G. EDWARDS & SONS, INC.
RIA
CRD#: 4
CHEHALIS, WA
Past
November 9, 2000 - January 3, 2008
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
CHEHALIS, WA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/8/2022)
RR
Arizona(9/8/2022)
RR
Arkansas(6/23/2023)
RR
California(9/8/2022)
RR
Florida(1/2/2025)
RR
Georgia(6/23/2023)
RR
Hawaii(11/27/2024)
RR
Idaho(9/8/2022)
RR
Kansas(9/8/2022)
RR
Minnesota(1/2/2024)
RR
Montana(9/8/2022)
RR
Nevada(9/8/2022)
RR
New Mexico(9/8/2022)
RR
Ohio(1/26/2024)
RR
Oregon(9/8/2022)
IAR
Texas(11/12/2020)
RR
Texas(9/8/2022)
RR
Utah(1/2/2024)
RR
Virginia(5/1/2024)
IAR
Washington(11/12/2020)
RR
Washington(9/8/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
