Mark Belcak

MTM FINANCIAL GROUP

Bethlehem, PA 18020

Some features on this profile are disabled

CRD#: 4270210

Professional summary

Mark Belcak, who also goes by Mark Edward Belcak, is a registered financial advisor currently at MTM FINANCIAL GROUP, LLC located in Bethlehem, Pennsylvania and THE STRATEGIC FINANCIAL ALLIANCE, INC. located in Bethlehem, Pennsylvania.

Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Mark has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mark Edward Belcak

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Belcak's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 23, 2019 - Present

MTM FINANCIAL GROUP, LLC

Office #1: 4505 Hanoverville Road, Bethlehem, PA 18020

RIA

CRD#: 147221

Bethlehem, PA

Current

May 16, 2012 - Present

THE STRATEGIC FINANCIAL ALLIANCE, INC.

Office #1: 4505 Hanoverville Road, Bethlehem, PA 18020

RIA

CRD#: 126514

Bethlehem, PA

Past

May 25, 2012 - July 20, 2020

THE STRATEGIC FINANCIAL ALLIANCE, INC.

RIA

CRD#: 126514

ATLANTA, GA

Past

August 23, 2010 - October 27, 2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

PENNINGTON, NJ

Past

August 23, 2010 - October 27, 2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

PENNINGTON, NJ

Past

December 18, 2008 - June 2, 2010

OSAIC FA, INC.

RIA

CRD#: 3978

ROCHELLE PARK, NJ

Past

December 18, 2008 - June 2, 2010

OSAIC FA, INC.

CRD#: 3978

ROCHELLE PARK, NJ

Past

August 30, 2007 - November 4, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

SHORT HILLS, NJ

Past

March 30, 2007 - November 4, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

SHORT HILLS, NJ

Past

August 16, 2006 - April 24, 2007

PNC CAPITAL MARKETS LLC

CRD#: 15647

PITTSBURGH, PA

Past

September 25, 2001 - September 17, 2004

MERRILL LYNCH INVESTMENT MANAGERS LP

RIA

CRD#: 105068

PRINCETON, NJ

Past

December 5, 2000 - August 30, 2004

FAM DISTRIBUTORS, INC.

CRD#: 4100

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MTM FINANCIAL GROUP, LLC

112 ADVISOR | MTM FINANCIAL GROUP, LLC

CRD#: 147221 / SEC#: 801-97342

RIA

Registered Investment Advisory firm - (6/1/2015 Approved)

Pennsylvania

Registered Investment Advisory firm - (6/3/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New Jersey
(5/16/2012)

Pennsylvania
(5/17/2012)

IAR

Pennsylvania
(1/23/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/29/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/4/2000

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

MTM FINANCIAL GROUP, LLC

112 ADVISOR | MTM FINANCIAL GROUP, LLC

CRD#: 147221 / SEC#: 801-97342

RIA

Registered Investment Advisory firm - (6/1/2015 Approved)

Pennsylvania

Registered Investment Advisory firm - (6/3/2015 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

4505 Hanoverville Road, Bethlehem, PA 18020

Mailing Address

Phone number

(610) 746-7007

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV FORM 2A - MTM FINANCIAL GROUP, LLC (1/24/2025)

Regulatory assets under management

Total Number of Accounts	3,167
AUM (Assets Under Management)	$ 620,658,505

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Gregory Holland

O'HAGAN GROUP, INC.

IAR

Bethlehem, PA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Mark Belcak

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Belcak's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE STRATEGIC FINANCIAL ALLIANCE, INC.

THE STRATEGIC FINANCIAL ALLIANCE, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

OSAIC FA, INC.

OSAIC FA, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

PNC CAPITAL MARKETS LLC

MERRILL LYNCH INVESTMENT MANAGERS LP

FAM DISTRIBUTORS, INC.

Primary Firm SEC Registration

MTM FINANCIAL GROUP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/29/2007

SIE

Date: 10/1/2018

Series 7

Date: 12/4/2000

FINRA

Current Firm

MTM FINANCIAL GROUP, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MTM FINANCIAL GROUP, LLC

TRUST BUT VERIFY

Similar Advisors