Marina Mccleneghen Glavota
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marina Mccleneghen Glavota, who also goes by Marina Ana Glavota, Marina Glavota Mccleneghen, Marina Mccleneghen, Marina Ana Mccleneghen, was a registered financial professional .
Marina is a previously registered financial professional and started their career in finance in 2001. Marina had worked at 9 firms and has passed the Series 63, Series 65, Series 7TO, Series 6TO, SIE and Series 6 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 25, 2024 - January 15, 2026
CETERA INVESTMENT ADVISERS LLC
July 23, 2024 - January 15, 2026
CETERA INVESTMENT SERVICES LLC
February 15, 2024 - March 8, 2024
TD PRIVATE CLIENT WEALTH LLC
February 14, 2024 - March 8, 2024
TD PRIVATE CLIENT WEALTH LLC
June 21, 2022 - October 10, 2023
TRUIST ADVISORY SERVICES, INC.
June 6, 2022 - October 10, 2023
TRUIST INVESTMENT SERVICES, INC.
November 21, 2019 - June 6, 2022
LPL FINANCIAL LLC
June 25, 2018 - May 24, 2022
GLOBAL RETIREMENT PARTNERS LLC
June 17, 2016 - July 1, 2016
CREATIVE PLANNING
February 27, 2001 - September 21, 2005
JOHN HANCOCK DISTRIBUTORS LLC
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 8/29/2022
General Securities Representative ExaminationSeries 6TO
Date: 11/21/2019
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
