John Polemis

SPHINX INVESTMENTS LLC

RICHMOND, VA 23219

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CRD#: 4270012

Professional summary

John Polemis, who also goes by John Demetrios Polemis, John Dimitri Polemis, John D Polemis, John Demitrios Polemis, is a registered financial advisor currently at SPHINX INVESTMENTS LLC located in Richmond, Virginia.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. John has worked at 5 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

John Demetrios Polemis | John Dimitri Polemis | John D Polemis | John Demitrios Polemis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Outside Insurance Sales, Start date: 11/25/2020, Address: 9920 Pacific Heights Blvd, Ste. 105 San Diego, CA 92121, 8-10 total hours per month and 8-10 total hours during securities trading hours, Investment related, Less than 10% annual compensation,

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Polemis's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 11, 2025 - Present

SPHINX INVESTMENTS LLC

Office #1: 919 East Main Street Suite 1000, Richmond, VA 23219

RIA

CRD#: 327836

RICHMOND, VA

Past

March 18, 2024 - September 5, 2024

STIRLINGSHIRE INVESTMENTS

RIA

CRD#: 327779

San Diego, CA

Past

March 18, 2024 - September 5, 2024

STIRLINGSHIRE INVESTMENTS

CRD#: 310576

NEW YORK CITY, NY

Past

April 21, 2022 - March 1, 2024

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

SAN DIEGO, CA

Past

April 21, 2022 - March 1, 2024

PARK AVENUE SECURITIES LLC

CRD#: 46173

SAN DIEGO, CA

Past

May 22, 2001 - September 8, 2010

NYLIFE SECURITIES LLC

CRD#: 5167

SAN DIEGO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SPHINX INVESTMENTS LLC

CRD#: 327836 / SEC#: 801-130184

RIA

Registered Investment Advisory firm - (5/1/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(7/11/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/30/2021

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/21/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 4/19/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 3/12/2019

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 12/9/2000

Investment Company Products/Variable Contracts Representative Examination

Current Firm

SPHINX INVESTMENTS LLC

CRD#: 327836 / SEC#: 801-130184

RIA

Registered Investment Advisory firm - (5/1/2024 Approved)

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Contact information

Main Address

919 East Main Street Suite 1000, Richmond, VA 23219

Mailing Address

Phone number

(833) 247-7833

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SPHINX INVESTMENTS LLC PART 2A BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	305
AUM (Assets Under Management)	$ 64,740,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

John Polemis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Polemis's CRS (Customer Relationship Summary).

Certified licenses

Experience

STIRLINGSHIRE INVESTMENTS

STIRLINGSHIRE INVESTMENTS

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

NYLIFE SECURITIES LLC

Primary Firm SEC Registration

SPHINX INVESTMENTS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/30/2021

Series 63

Date: 12/21/2000

Series 7TO

Date: 4/19/2022

SIE

Date: 3/12/2019

Series 6

Date: 12/9/2000

Current Firm

SPHINX INVESTMENTS LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SPHINX INVESTMENTS LLC

TRUST BUT VERIFY

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