John Polemis
Professional Summary
John Polemis, who also goes by John Demetrios Polemis, John Dimitri Polemis, John D Polemis, John Demitrios Polemis, is a registered financial advisor currently at SPHINX INVESTMENTS LLC located in Henrico, Virginia. John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. John has worked at 5 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
John Demetrios Polemis, John Dimitri Polemis, John D Polemis, John Demitrios Polemis
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
25 years in the financial services industry
Current & Past Employments
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Current Firm
SPHINX INVESTMENTS LLC
Contact Information
Main Address
Henrico, VAPhone Number
(833) 247-7833# of Employees
3SEC notice filing (9 States and Territories)
Registered to provide investment advisory services in 9 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
126AUM (Assets Under Management)
$46,100,568Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
SPHINX INVESTMENTS LLC
State Registrations and Notice Filings
(7/11/2025)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Dec 2000About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view John Polemis's CRS (Customer Relationship Summary).
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