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JP

John Polemis

SPHINX INVESTMENTS
HENRICO, VA
Some features on this profile are disabled
CRD#: 4270012
JP
John PolemisSPHINX INVESTMENTS

Professional summary

John Polemis, who also goes by John Demetrios Polemis, John Dimitri Polemis, John D Polemis, John Demitrios Polemis, is a registered financial advisor currently at SPHINX INVESTMENTS LLC located in Henrico, Virginia.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. John has worked at 5 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 6 exams.

At a Glance

Always Fiduciary

Aliases

John Demetrios Polemis | John Dimitri Polemis | John D Polemis | John Demitrios Polemis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Outside Insurance Sales, Start date: 11/25/2020, Address: 9920 Pacific Heights Blvd, Ste. 105 San Diego, CA 92121, 8-10 total hours per month and 8-10 total hours during securities trading hours, Investment related, Less than 10% annual compensation,

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Polemis's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 11, 2025 - Present

SPHINX INVESTMENTS LLC

RIA
CRD#: 327836
HENRICO, VA
Past

March 18, 2024 - September 5, 2024

STIRLINGSHIRE INVESTMENTS

RIA
CRD#: 327779
San Diego, CA
Past

March 18, 2024 - September 5, 2024

STIRLINGSHIRE INVESTMENTS

BD
CRD#: 310576
NEW YORK CITY, NY
Past

April 21, 2022 - March 1, 2024

PARK AVENUE SECURITIES LLC

RIA
CRD#: 46173
SAN DIEGO, CA
Past

April 21, 2022 - March 1, 2024

PARK AVENUE SECURITIES LLC

BD
CRD#: 46173
SAN DIEGO, CA
Past

May 22, 2001 - September 8, 2010

NYLIFE SECURITIES LLC

BD
CRD#: 5167
SAN DIEGO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SI
SPHINX INVESTMENTS LLC
SPHINX INVESTMENTS LLC

CRD#: 327836 / SEC#: 801-130184

RIA
Registered Investment Advisory firm - (5/1/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

What does exam status mean?
State Security Law Exam
PR
IAR
Series 66
Status Unavailable
Passed: 3/30/2021
Uniform Combined State Law Examination
State Security Law Exam
PR
Series 63
Status Unavailable
Passed: 12/21/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
PR
Series 7TO
Status Unavailable
Passed: 4/19/2022
General Securities Representative Examination
General Industry/Product Exam
PR
SIE
Status Unavailable
Passed: 3/12/2019
Securities Industry Essentials Examination
General Industry/Product Exam
PR
Series 6
Status Unavailable
Passed: 12/9/2000
Investment Company Products/Variable Contracts Representative Examination

Current Firm

SI
SPHINX INVESTMENTS LLC
SPHINX INVESTMENTS LLC

CRD#: 327836 / SEC#: 801-130184

RIA
Registered Investment Advisory firm - (5/1/2024 Approved)
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Contact information

Main Address
Henrico, VA
Mailing Address
Phone number
(833) 247-7833
Established
Firm type
Fiscal year end
# of Employees
3

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SPHINX INVESTMENTS LLC PART 2A BROCHURE (4/3/2026)

Regulatory assets under management

Total Number of Accounts126
AUM (Assets Under Management)$ 46,100,568

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SPHINX INVESTMENTS LLC

CRD#: 327836Henrico, VA

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