Mark J. Miller
VALMARK ADVISERS
FORT MITCHELL, KY 41017
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CRD#: 4269766
Professional summary
Mark Joseph Miller, CFP® is a registered financial advisor currently at VALMARK ADVISERS, INC. located in Fort Mitchell, Kentucky and FOCUS ON SUCCESS, LLC located in Fort Mitchell, Kentucky.
Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Mark has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.Valmark Securities, Inc
Investment-related
130 Springside Drive #300
Akron, OH 44333
Registered Representative
December 2003-Present
Offers Investments through Valmark Securities///
2.Valmark Advisers, Inc.
Investment-related
130 Springside Drive #300
Akron, OH 44333
Investment Adviser Representative
December 2003-Present
Money Management through Valmark Advisers///
3.Executive Insurance Agency
130 Springside Drive #300
Akron, OH 44333
Agent
December 2003-Present
Offer Insurance related products through Executive Insurance Agency///
4. Xavier University, 3800 Victory Pkwy, Cincinnati, OH 45207, Mentor,Provide mentorship to existing students who are interested in financial service industry, not investment related, start date 4/1/16, 1-5 hours per month, no compensation///
5. Redwood /Dorthy Wood Foundation, 71 Orphanage Rd Fort Mitchell, KY 41017,Investment Committee Member, Provide oversight to foundation funds that are used to support Redwood, not investment related, start date 4/1/2015, 1-5 hours per month, no compensation.
6. Focus on Success; Ft. Mitchell, KY; financial advisor; financial planning; investment related; 17% owner of firm; 40+hours/ month; compensation in form of advisory fees.
CRS (Client Relationship Summary) - RIA
Click below to view Mark Joseph Miller's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2003
Experience
Current
December 15, 2003 - Present
VALMARK ADVISERS, INC.
Office #1: 211 Grandview Drive Suite 235, Fort Mitchell, KY 41017RIA
CRD#: 108050
FORT MITCHELL, KY
Current
April 21, 2004 - Present
FOCUS ON SUCCESS, LLC
Office #1: 211 Grandview Drive Suite 235, Fort Mitchell, KY 41017RIA
CRD#: 129739
FORT MITCHELL, KY
Current
December 8, 2003 - Present
VALMARK SECURITIES, INC.
Office #1: 211 Grandview Drive Suite 235, Fort Mitchell, KY 41017BD
CRD#: 31243
Fort Mitchell, KY
Past
December 4, 2000 - December 12, 2003
OSAIC FA, INC.
RIA
CRD#: 3978
FT MITCHELL, KY
Past
November 13, 2000 - December 12, 2003
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
BD
CRD#: 2580
FORT WAYNE, IN
Past
November 13, 2000 - December 12, 2003
OSAIC FA, INC.
BD
CRD#: 3978
FORT WAYNE, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VA
VALMARK ADVISERS, INC.
VALMARK ADVISERS INC | VALMARK ADVISERS, INC.
CRD#: 108050 / SEC#: 801-55564
RIA
Registered Investment Advisory firm - (5/29/1998 Approved)Wyoming
Registered Investment Advisory firm - (8/11/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(3/27/2018)
IAR
Colorado(3/27/2018)
RR
Connecticut(11/21/2023)
IAR
Connecticut(11/21/2023)
IAR
Florida(5/15/2015)
RR
Florida(5/18/2015)
IAR
Georgia(3/14/2022)
RR
Illinois(12/17/2007)
IAR
Illinois(3/20/2019)
RR
Indiana(1/3/2006)
IAR
Indiana(11/5/2015)
RR
Kansas(8/27/2021)
RR
Kentucky(12/8/2003)
IAR
Kentucky(12/15/2003)
RR
Maryland(3/21/2016)
IAR
Massachusetts(2/10/2016)
RR
Massachusetts(2/25/2016)
RR
Michigan(3/16/2015)
IAR
Michigan(11/6/2019)
IAR
Minnesota(9/17/2019)
RR
Minnesota(10/1/2020)
IAR
Nebraska(5/14/2019)
IAR
Nevada(7/11/2012)
RR
Nevada(7/20/2012)
RR
New Jersey(1/16/2004)
IAR
New Jersey(1/4/2007)
IAR
New York(4/6/2021)
RR
North Carolina(6/30/2022)
IAR
North Carolina(7/2/2025)
RR
Ohio(12/8/2003)
IAR
Ohio(12/16/2003)
IAR
Pennsylvania(3/9/2020)
RR
Pennsylvania(8/27/2021)
RR
South Carolina(4/16/2018)
IAR
South Carolina(5/15/2018)
RR
Tennessee(7/28/2015)
IAR
Texas(7/3/2014)
RR
Texas(8/27/2021)
IAR
Vermont(4/6/2023)
IAR
West Virginia(1/27/2010)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VA
VALMARK ADVISERS, INC.
VALMARK ADVISERS INC | VALMARK ADVISERS, INC.
CRD#: 108050 / SEC#: 801-55564
RIA
Registered Investment Advisory firm - (5/29/1998 Approved)Wyoming
Registered Investment Advisory firm - (8/11/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
130 Springside Drive Suite 300, Akron, OH 44333
Mailing Address
Phone number
(800) 765-5201
Established
Firm type
Fiscal year end
# of Employees
275
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 19,096 |
| AUM (Assets Under Management) | $ 8,379,181,235 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
