Eduardo R. Santos
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eduardo Ruiz Santos was a registered financial professional .
Eduardo is a previously registered financial professional and started their career in finance in 2006. Eduardo had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 5, 2021 - April 21, 2026
BTG PACTUAL US CAPITAL, LLC
June 12, 2015 - December 1, 2021
ANDBANC BROKERAGE, LLC
May 7, 2013 - June 3, 2015
SOUZA BARROS SECURITIES, INC
May 3, 2012 - June 22, 2012
BOLTON GLOBAL CAPITAL
December 23, 2008 - March 1, 2011
NORTHEAST SECURITIES, LLC
January 25, 2006 - July 16, 2008
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BTG PACTUAL US CAPITAL, LLC
CRD#: 149486 / SEC#: , 8-68148
Contact information
FINRA licenses (49 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 2 |
Red Flags
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