ES
Eduardo R. Santos
BTG PACTUAL US CAPITAL
Miami, FL 33131
Some features on this profile are disabled
CRD#: 4269708
ES
Professional summary
Eduardo Ruiz Santos is a registered financial professional currently at BTG PACTUAL US CAPITAL, LLC located in Miami, Florida.
Eduardo is registered as a RR (Registered Representative) and started their career in finance in 2006. Eduardo has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Eduardo Ruiz Santos's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 5, 2021 - Present
BTG PACTUAL US CAPITAL, LLC
Office #1: 200 S Biscayne Blvd. 55th Floor Suite 5500, Miami, FL 33131BD
CRD#: 149486
Miami, FL
Past
June 12, 2015 - December 1, 2021
ANDBANC BROKERAGE, LLC
BD
CRD#: 155979
MIAMI, FL
Past
May 7, 2013 - June 3, 2015
SOUZA BARROS SECURITIES, INC
BD
CRD#: 149032
MIAMI, FL
Past
May 3, 2012 - June 22, 2012
BOLTON GLOBAL CAPITAL
BD
CRD#: 15650
MIAMI, FL
Past
December 23, 2008 - March 1, 2011
NORTHEAST SECURITIES, LLC
BD
CRD#: 25996
MITCHELFIELD, NY
Past
January 25, 2006 - July 16, 2008
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
SAO PAULO,
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/22/2024)
RR
Alaska(1/22/2024)
RR
Arizona(1/22/2024)
RR
Arkansas(1/22/2024)
RR
California(1/22/2024)
RR
Colorado(1/22/2024)
RR
Connecticut(1/22/2024)
RR
Delaware(1/22/2024)
RR
District of Columbia(1/22/2024)
RR
Florida(11/5/2021)
RR
Georgia(1/22/2024)
RR
Hawaii(1/22/2024)
RR
Idaho(1/22/2024)
RR
Illinois(1/22/2024)
RR
Indiana(1/22/2024)
RR
Iowa(1/22/2024)
RR
Kansas(1/22/2024)
RR
Kentucky(1/22/2024)
RR
Louisiana(1/22/2024)
RR
Maine(1/22/2024)
RR
Maryland(1/22/2024)
RR
Massachusetts(1/22/2024)
RR
Michigan(1/22/2024)
RR
Mississippi(1/22/2024)
RR
Missouri(1/22/2024)
RR
Montana(1/22/2024)
RR
Nebraska(1/22/2024)
RR
Nevada(1/22/2024)
RR
New Hampshire(1/22/2024)
RR
New Jersey(1/22/2024)
RR
New York(1/22/2024)
RR
North Carolina(1/22/2024)
RR
North Dakota(1/22/2024)
RR
Ohio(1/23/2024)
RR
Oklahoma(1/22/2024)
RR
Oregon(1/22/2024)
RR
Pennsylvania(1/22/2024)
RR
Puerto Rico(1/22/2024)
RR
Rhode Island(1/22/2024)
RR
South Carolina(1/22/2024)
RR
South Dakota(1/22/2024)
RR
Texas(1/22/2024)
RR
Utah(1/22/2024)
RR
Vermont(1/22/2024)
RR
Virgin Islands(1/22/2024)
RR
Washington(1/22/2024)
RR
West Virginia(1/22/2024)
RR
Wisconsin(1/22/2024)
RR
Wyoming(1/22/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BP
BTG PACTUAL US CAPITAL, LLC
BTG CAPITAL CORP. | BTG SECURITIES CORPORATION | BTG PACTUAL WEALTH MANAGEMENT | BTG PACTUAL US CAPITAL, LLC | BTG PACTUAL US CAPITAL LLC | BTG PACTUAL US CAPITAL CORP. | BTG PACTUAL US
CRD#: 149486 / SEC#: , 8-68148
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
601 Lexington Avenue 57th Floor, New York, NY 10022-6831
Mailing Address
601 Lexington Avenue 57th Floor, New York, NY 10022-6831
Phone number
(212) 293-4600
Established
Delaware since 05/07/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (49 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 2 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BTG PACTUAL US CAPITAL, LLC
CRD#: 149486Miami, FL 33131TRUST BUT VERIFY
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