Abdul M. Rahmani
Professional summary
Abdul Matin Rahmani was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Abdul is a previously registered financial advisor and started their career in finance in 2000. Prior to being barred, Abdul had worked at 9 firms, which includes JOSEPH STONE CAPITAL L.L.C., WORDEN CAPITAL MANAGEMENT LLC, SW FINANCIAL, CORINTHIAN PARTNERS L.L.C., MML INVESTORS SERVICES LLC, AMERITAS INVESTMENT COMPANY LLC, SIGNATOR INVESTORS INC., METROPOLITAN LIFE INSURANCE COMPANY, MSI FINANCIAL SERVICES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 1, 2018 - August 17, 2020
JOSEPH STONE CAPITAL L.L.C.
December 20, 2017 - May 17, 2018
WORDEN CAPITAL MANAGEMENT LLC
August 22, 2016 - December 18, 2017
SW FINANCIAL
September 30, 2013 - September 8, 2016
CORINTHIAN PARTNERS, L.L.C.
September 19, 2011 - April 30, 2013
MML INVESTORS SERVICES, LLC
July 18, 2008 - April 30, 2013
MML INVESTORS SERVICES, LLC
February 2, 2007 - July 31, 2008
AMERITAS INVESTMENT COMPANY, LLC
March 18, 2003 - June 29, 2006
SIGNATOR INVESTORS, INC.
November 17, 2000 - March 26, 2003
METROPOLITAN LIFE INSURANCE COMPANY
November 17, 2000 - March 26, 2003
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
JOSEPH STONE CAPITAL L.L.C.
CRD#: 159744 / SEC#: , 8-69014
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 3 |
Red Flags
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