Renee Alderman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Renee Alderman, who also goes by Renee C Alderman, Renee Christine Alderman, Renee Christine Clark, Renee C. Shelor, Renee Christine Shelor, was a registered financial professional .
Renee is a previously registered financial professional and started their career in finance in 2001. Renee had worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 7, 2026 - July 27, 2026
KESTRA INVESTMENT SERVICES, LLC
May 1, 2026 - July 27, 2026
KESTRA PRIVATE WEALTH SERVICES, LLC
April 15, 2024 - January 2, 2025
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
April 15, 2024 - January 2, 2025
CAMBRIDGE INVESTMENT RESEARCH, INC.
January 16, 2024 - April 5, 2024
WELLS FARGO CLEARING SERVICES, LLC
January 16, 2024 - April 5, 2024
WELLS FARGO CLEARING SERVICES, LLC
August 8, 2023 - November 27, 2023
WORTH ADVISORS
March 30, 2022 - July 3, 2023
FIDELITY PERSONAL AND WORKPLACE ADVISORS
March 15, 2022 - July 3, 2023
FIDELITY BROKERAGE SERVICES LLC
October 27, 2015 - March 19, 2021
WELLS FARGO CLEARING SERVICES, LLC
August 21, 2014 - March 19, 2021
WELLS FARGO CLEARING SERVICES, LLC
February 14, 2001 - June 29, 2001
BANC OF AMERICA INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KESTRA INVESTMENT SERVICES, LLC
CRD#: 42046 / SEC#: , 8-49672
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KESTRA FINANCIAL, INC | SOLE MEMBER | |
| AMORE, JOHN VINCENT | PRESIDENT | 5430932 |
| CHESTER, KRISTEN LAWLESS | CHIEF OPERATING OFFICER, EXECUTIVE VICE PRESIDENT | 6896952 |
| KANT, VINAY | CHIEF DIGITAL TECHNOLOGY OFFICER | 7976827 |
| PEDLOW, MICHAEL ROSS | CHIEF COMPLIANCE OFFICER, EXECUTIVE VICE PRESIDENT | 4871563 |
| POER, JAMES LYNN | CHIEF EXECUTIVE OFFICER | 1983357 |
| SCHOENBECK, MARK PAUL | EXECUTIVE VICE PRESIDENT | 2625829 |
| YIN, YIN | CONTROLLER | 3219513 |
| ZEGERS, SCOTT MATTHEW | CHIEF FINANCIAL OFFICER | 4831659 |
Disclosures
| Regulatory Event | 14 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
