Eldon E. Johnson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eldon Eric Johnson JR. was a registered financial professional .
Eldon is a previously registered financial professional and started their career in finance in 2000. Eldon had worked at 4 firms and has passed the Series 65, Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 12, 2018 - October 15, 2019
LEGACY FINANCIAL ADVISORS, INC.
April 18, 2002 - January 9, 2003
OSAIC FA, INC.
April 18, 2002 - January 9, 2003
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
April 18, 2002 - January 9, 2003
OSAIC FA, INC.
November 9, 2000 - February 26, 2002
UBS FINANCIAL SERVICES INC.
Primary Firm SEC Registration
LEGACY FINANCIAL ADVISORS, INC.
CRD#: 158675 / SEC#: 801-72637
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LEGACY FINANCIAL ADVISORS, INC.
CRD#: 158675 / SEC#: 801-72637
Contact information
SEC notice filing (15 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,515 |
| AUM (Assets Under Management) | $ 1,255,617,352 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
