Brian B. Henderson

THE KEYSTONE FINANCIAL ALLIANCE

Atlanta, GA 30339

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CRD#: 4269310

Professional summary

Brian Bennett Henderson, CFP® is a registered financial advisor currently at THE KEYSTONE FINANCIAL ALLIANCE, LLC located in Atlanta, Georgia.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Brian has worked at 5 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Bennett Henderson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2009

Experience

Current

October 1, 2013 - Present

THE KEYSTONE FINANCIAL ALLIANCE, LLC

Office #1: 3350 Riverwood Parkway Suite #2200, Atlanta, GA 30339

RIA

CRD#: 168760

Atlanta, GA

Past

May 2, 2003 - October 2, 2013

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

ATLANTA, GA

Past

April 1, 2002 - October 2, 2013

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

ATLANTA, GA

Past

February 20, 2001 - March 13, 2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

September 22, 2000 - March 9, 2001

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

September 22, 2000 - March 9, 2001

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE KEYSTONE FINANCIAL ALLIANCE, LLC

KEYSTONE FINANCIAL ALLIANCE, LLC | THE KEYSTONE FINANCIAL ALLIANCE, LLC

CRD#: 168760 / SEC#: 801-115035

RIA

Registered Investment Advisory firm - (4/17/2019 Approved)

Alabama

Registered Investment Advisory firm - (7/26/2019 Terminated)

Florida

Registered Investment Advisory firm - (7/26/2019 Terminated)

Georgia

Registered Investment Advisory firm - (8/23/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Alabama
(10/21/2014)

IAR

Florida
(3/26/2014)

IAR

Georgia
(10/1/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/2/2000

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 9/21/2000

General Securities Representative Examination

Current Firm

THE KEYSTONE FINANCIAL ALLIANCE, LLC

KEYSTONE FINANCIAL ALLIANCE, LLC | THE KEYSTONE FINANCIAL ALLIANCE, LLC

CRD#: 168760 / SEC#: 801-115035

RIA

Registered Investment Advisory firm - (4/17/2019 Approved)

Alabama

Registered Investment Advisory firm - (7/26/2019 Terminated)

Florida

Registered Investment Advisory firm - (7/26/2019 Terminated)

Georgia

Registered Investment Advisory firm - (8/23/2019 Terminated)

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Contact information

Main Address

3350 Riverwood Parkway Suite #2200, Atlanta, GA 30339

Mailing Address

Phone number

(404) 260-0710

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

THE KEYSTONE FINANCIAL ALLIANCE, LLC DISCLOSURE BROCHURE (3/5/2025)

Regulatory assets under management

Total Number of Accounts	427
AUM (Assets Under Management)	$ 153,700,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Brian B. Henderson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Bennett Henderson's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE KEYSTONE FINANCIAL ALLIANCE, LLC

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

THE KEYSTONE FINANCIAL ALLIANCE, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/2/2000

Series 7

Date: 9/21/2000

Current Firm

THE KEYSTONE FINANCIAL ALLIANCE, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THE KEYSTONE FINANCIAL ALLIANCE, LLC

TRUST BUT VERIFY

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