FA
Fredrick J. Anderson
KORHORN FINANCIAL GROUP
BREMEN, IN 46506-1542
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CRD#: 4269268
FA
Professional summary
Fredrick James Anderson, who also goes by Fredrick J Anderson, is a registered financial advisor currently at KORHORN FINANCIAL GROUP located in Bremen, Indiana.
Fredrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Fredrick has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Fredrick J Anderson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Since 01/01/2004, have worked as a CPA and Co-Owner at F. Anderson & Co. PC, non investment related company, tax preparation firm, located at 123 W. Plymouth St., Bremen, IN. 46506. Duties include tax preparation and business management. Spend approximately 160 hours per month at this business, all of the time during security trading hours.
2) Since 01/01/1999, have worked as a Co-Owner at Fred & Laura Anderson Rentals, non investment related, property rental company, located at 2978 Yellowood Court, Bremen, IN. 46506. Duties include rent collection and maintenance. Spend approximately 2 hours per month at this business, none of the time during security trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Fredrick James Anderson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 10, 2022 - Present
KORHORN FINANCIAL GROUP
Office #1: 123 W Plymouth St, Bremen, IN 46506-1542RIA
CRD#: 128606
BREMEN, IN
Past
July 11, 2011 - December 31, 2021
KORHORN FINANCIAL GROUP
RIA
CRD#: 128606
BREMEN, IN
Past
October 20, 2010 - August 1, 2016
SECURITIES AMERICA, INC.
BD
CRD#: 10205
BREMEN, IN
Past
November 10, 2003 - November 9, 2009
QUESTAR CAPITAL CORPORATION
BD
CRD#: 43100
BREMEN, IN
Past
November 6, 2001 - September 4, 2003
OSAIC FA, INC.
RIA
CRD#: 3978
FORT WAYNE, IN
Past
September 18, 2001 - September 4, 2003
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
BD
CRD#: 2580
FORT WAYNE, IN
Past
September 18, 2001 - September 4, 2003
OSAIC FA, INC.
BD
CRD#: 3978
FORT WAYNE, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KF
KORHORN FINANCIAL GROUP
KFG WEALTH MANAGEMENT, LLC | KORHORN FINANCIAL GROUP, INC. | KORHORN FINANCIAL GROUP
CRD#: 128606 / SEC#: 801-78914
RIA
Registered Investment Advisory firm - (1/2/2014 Approved)Florida
Registered Investment Advisory firm - (3/4/2014 Terminated)Indiana
Registered Investment Advisory firm - (3/4/2014 Terminated)Michigan
Registered Investment Advisory firm - (3/6/2014 Terminated)Texas
Registered Investment Advisory firm - (3/4/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Indiana(1/10/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
KF
KORHORN FINANCIAL GROUP
KFG WEALTH MANAGEMENT, LLC | KORHORN FINANCIAL GROUP, INC. | KORHORN FINANCIAL GROUP
CRD#: 128606 / SEC#: 801-78914
RIA
Registered Investment Advisory firm - (1/2/2014 Approved)Florida
Registered Investment Advisory firm - (3/4/2014 Terminated)Indiana
Registered Investment Advisory firm - (3/4/2014 Terminated)Michigan
Registered Investment Advisory firm - (3/6/2014 Terminated)Texas
Registered Investment Advisory firm - (3/4/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6910 North Main Street Building 16, Unit 41, Granger, IN 46530-8855
Mailing Address
Phone number
(574) 247-5898
Established
Firm type
Fiscal year end
# of Employees
90
SEC notice filing (19 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 5,478 |
| AUM (Assets Under Management) | $ 934,546,730 |
Red Flags
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Company Information
KORHORN FINANCIAL GROUP
CRD#: 128606Bremen, IN 46506-1542TRUST BUT VERIFY
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