Jack L. Macdowell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jack Lee Macdowell, who also goes by Jack Lee Macdowell Jr., was a registered financial professional .
Jack is a previously registered financial professional and started their career in finance in 2000. Jack had worked at 4 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 2, 2009 - September 21, 2012
CARRINGTON INVESTMENT SERVICES, LLC
July 20, 2006 - January 17, 2008
CARRINGTON INVESTMENT SERVICES, LLC
May 5, 2005 - July 20, 2006
NORTHEAST SECURITIES, LLC
September 17, 2001 - February 4, 2005
RBC CAPITAL MARKETS, LLC
November 7, 2000 - October 17, 2001
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
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Exams
Current Firm
CARRINGTON INVESTMENT SERVICES, LLC
CRD#: 139334 / SEC#: , 8-67208
Contact information
Documents
Direct owners and executive officers
Red Flags
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