Benjamin D. Esser

INLIGHT WEALTH

ATLANTA, GA 30328

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CRD#: 4269026

Professional summary

Benjamin David Esser, who also goes by Ben Esser, is a registered financial advisor currently at INLIGHT WEALTH located in Atlanta, Georgia.

Benjamin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Benjamin has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ben Esser

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

RENTAL PROPERTY: LANDLORD; NOT INVESTMENT-RELATED; 0.5 HOURS AFTER SECURITIES TRADING HOURS; 0 HOURS DURING BUSINESS HOURS; 02/2012

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin David Esser's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 21, 2017 - Present

INLIGHT WEALTH

Office #1: 1 Glenlake Parkway Suite 975, Atlanta, GA 30328

RIA

CRD#: 289908

ATLANTA, GA

Past

June 1, 2009 - October 16, 2017

MORGAN STANLEY

RIA

CRD#: 149777

ATLANTA, GA

Past

June 1, 2009 - October 16, 2017

MORGAN STANLEY

CRD#: 149777

ATLANTA, GA

Past

September 30, 2008 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

ATLANTA, GA

Past

September 18, 2008 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

ATLANTA, GA

Past

April 2, 2007 - September 22, 2008

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

ATLANTA, GA

Past

April 2, 2007 - September 22, 2008

MORGAN STANLEY & CO. LLC

CRD#: 8209

ATLANTA, GA

Past

November 30, 2004 - April 2, 2007

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

ATLANTA, GA

Past

July 13, 2001 - April 2, 2007

MORGAN STANLEY DW INC.

CRD#: 7556

ATLANTA, GA

Past

September 25, 2000 - July 24, 2001

E*TRADE SECURITIES LLC

CRD#: 29106

JERSEY CITY, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INLIGHT WEALTH

INLIGHT WEALTH | INLIGHT WEALTH MANAGEMENT, LLC

CRD#: 289908 / SEC#: 801-111767

RIA

Registered Investment Advisory firm - (9/29/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(11/21/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/22/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/25/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/16/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 4/28/2006

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 9/22/2000

General Securities Representative Examination

Current Firm

INLIGHT WEALTH

INLIGHT WEALTH | INLIGHT WEALTH MANAGEMENT, LLC

CRD#: 289908 / SEC#: 801-111767

RIA

Registered Investment Advisory firm - (9/29/2017 Approved)

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Contact information

Main Address

1 Glenlake Parkway Suite 975, Atlanta, GA 30328

Mailing Address

Phone number

(404) 551-2808

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

INLIGHT WEALTH WRAP FEE BROCHURE (6/3/2025)

INLIGHT WEALTH FORM ADV PART 2A (6/3/2025)

Regulatory assets under management

Total Number of Accounts	945
AUM (Assets Under Management)	$ 451,537,978

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Benjamin D. Esser

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin David Esser's CRS (Customer Relationship Summary).

Certified licenses

Experience

MORGAN STANLEY

MORGAN STANLEY

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

E*TRADE SECURITIES LLC

Primary Firm SEC Registration

INLIGHT WEALTH

State Registrations and Notice Filings

Exams

Series 65

Date: 6/22/2004

Series 63

Date: 10/25/2000

SIE

Date: 10/16/2017

Series 31

Date: 4/28/2006

Series 7

Date: 9/22/2000

Current Firm

INLIGHT WEALTH

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INLIGHT WEALTH

TRUST BUT VERIFY

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