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MR

Michael D. Revlock

PRIME EXECUTIONS
New York, NY 10005
Some features on this profile are disabled
CRD#: 4268908
MR

Professional summary

Michael David Revlock is a registered financial professional currently at PRIME EXECUTIONS, INC. located in New York, New York.

Michael is registered as a RR (Registered Representative) and started their career in finance in 2000. Michael has worked at 7 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 87, Series 55, Series 7, Series 25, Series 14, Series 10, Series 9 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael David Revlock's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 26, 2024 - Present

PRIME EXECUTIONS, INC.

Office #1: 40 Wall Street - 58th Floor, New York, NY 10005
BD
CRD#: 32889
New York, NY
Past

February 3, 2020 - February 29, 2024

THE BENCHMARK COMPANY, LLC

BD
CRD#: 22982
NEW YORK, NY
Past

January 3, 2011 - July 2, 2018

BURKE & QUICK PARTNERS LLC

BD
CRD#: 153521
UNIONDALE, NY
Past

April 30, 2007 - January 10, 2011

TULLETT PREBON FINANCIAL SERVICES LLC

BD
CRD#: 28196
UNIONDALE, NY
Past

April 20, 2004 - May 17, 2007

CHAPDELAINE CORPORATE SECURITIES & CO

BD
CRD#: 23741
UNIONDALE, NY
Past

January 18, 2001 - April 19, 2004

APEX CLEARING CORPORATION

BD
CRD#: 13071
DALLAS, TX
Past

September 13, 2000 - October 27, 2000

QUICK & REILLY, INC.

BD
CRD#: 11217
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(2/26/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 8/5/2002
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 7/2/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 87
Date: 4/15/2011
Research Analyst Exam - Part II Regulations Module
General Industry/Product Exam
RR
Series 55
Date: 11/11/2003
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 5/16/2002
General Securities Representative Examination
General Industry/Product Exam
RR
Series 25
Date: 12/3/2001
NYSE Trading Assistant Examination
Principal/Supervisory Exam
RR
Series 14
Date: 3/28/2025
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 10
Date: 11/5/2012
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 2/17/2012
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/1/2005
General Securities Principal Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
New York Stock Exchange

Current Firm

PE
PRIME EXECUTIONS, INC.
FREEDOM CAPITAL MARKETS | SILVERMAN BROTHERS, INC. | PRIME EXECUTIONS, INC. | FREEDOM STRATEGIC SOLUTIONS

CRD#: 32889 / SEC#: , 8-43985

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
40 Wall Street - 58th Floor, New York, NY 10005
Mailing Address
40 Wall Street - 58th Floor, New York, NY 10005
Phone number
(212) 980-4400
Established
Delaware since 11/12/1987
Firm type
Corporation
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (36 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FREEDOM HOLDING CORP.HOLDING COMPANY
AGUIAR, ALBERTINTERIM CEO2947566
CARON, WAYNE ROGERCCO1422911
CHASKIN, DAVID RCFO, FINOP, POO, PFO5306238

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PRIME EXECUTIONS, INC.

CRD#: 32889New York, NY 10005

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