Vincent A. Wallace
Professional summary
Vincent Antwane Wallace, CFP®, who also goes by VIncent Wallace, Vincent A Wallace, Vincent Antwane Wallace, is a registered financial advisor currently at VANGUARD ADVISERS, INC. located in Plano, Texas and VANGUARD MARKETING CORPORATION located in Plano, Texas.
Vincent is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Vincent has worked at 13 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Vincent Antwane Wallace's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2019
Experience
March 9, 2022 - Present
VANGUARD ADVISERS, INC.
Office #1: 7900 Windrose Avenue, Plano, TX 75024March 9, 2022 - Present
VANGUARD MARKETING CORPORATION
Office #1: 7900 Windrose Ave, Plano, TX 75024September 25, 2020 - January 20, 2022
EDWARD JONES
September 25, 2020 - January 20, 2022
EDWARD JONES
January 8, 2018 - June 22, 2020
USAA INVESTMENT SERVICES COMPANY
September 6, 2013 - January 8, 2018
USAA FINANCIAL PLANNING SERVICES
September 6, 2013 - June 15, 2020
USAA FINANCIAL ADVISORS, INC.
February 7, 2013 - August 21, 2013
J.P. MORGAN SECURITIES LLC
February 5, 2013 - August 21, 2013
J.P. MORGAN SECURITIES LLC
March 5, 2012 - February 21, 2013
MOMENTUM INDEPENDENT NETWORK INC.
February 9, 2012 - February 21, 2013
MOMENTUM INDEPENDENT NETWORK INC.
January 29, 2009 - October 11, 2011
CHASE INVESTMENT SERVICES CORP.
January 28, 2009 - October 11, 2011
CHASE INVESTMENT SERVICES CORP.
October 14, 2004 - January 21, 2009
ALLSTATE FINANCIAL SERVICES, LLC
March 9, 2004 - October 5, 2004
NYLIFE SECURITIES LLC
June 20, 2002 - February 4, 2004
BANC ONE SECURITIES CORPORATION
February 13, 2002 - February 4, 2004
BANC ONE SECURITIES CORPORATION
May 23, 2001 - February 8, 2002
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
VANGUARD ADVISERS, INC.
CRD#: 106715 / SEC#: 801-49601
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/9/2022)
(3/10/2022)
(3/9/2022)
(3/9/2022)
Exams
FINRA
Current Firm
VANGUARD ADVISERS, INC.
CRD#: 106715 / SEC#: 801-49601
Contact information
SEC notice filing (53 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 698,843 |
| AUM (Assets Under Management) | $ 300,434,933,763 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/24/2025 | ||
| 10/23/2024 | ||
| 06/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
VANGUARD ADVISERS, INC.
CRD#: 106715Plano, TX 75024TRUST BUT VERIFY
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