Vicki L. Joern

BEE FINANCIAL PARTNERS WEALTH

HOUSTON, TX 77070

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CRD#: 4268832

Professional summary

Vicki Lynn Joern, who also goes by VIcki Lynn Huffman, Vicki Joern, is a registered financial advisor currently at BEE FINANCIAL PARTNERS WEALTH, LLC located in Houston, Texas.

Vicki is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Vicki has worked at 10 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Vicki Lynn Huffman | Vicki Joern

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Vicki Lynn Joern's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 26, 2024 - Present

BEE FINANCIAL PARTNERS WEALTH, LLC

Office #1: 9950 Cypresswood Drive #200, Houston, TX 77070

RIA

CRD#: 332761

HOUSTON, TX

Past

November 10, 2021 - January 13, 2025

IMPACT PARTNERSHIP WEALTH, LLC

RIA

CRD#: 313928

Houston, TX

Past

April 1, 2020 - November 5, 2021

GRADIENT ADVISORS, LLC

RIA

CRD#: 152665

Houston, TX

Past

June 28, 2016 - April 1, 2020

USA FINANCIAL SECURITIES LLC

RIA

CRD#: 103857

Houston, TX

Past

June 28, 2016 - April 1, 2020

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(9/26/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/1/2000

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/13/2000

General Securities Representative Examination

Current Firm

BEE FINANCIAL PARTNERS WEALTH, LLC

CRD#: 332761 / SEC#:

Texas

Registered Investment Advisory firm - (9/26/2024 Approved)

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Contact information

Main Address

9950 Cypresswood Drive #200, Houston, TX 77070

Mailing Address

Phone number

(832) 698-2010

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	51
AUM (Assets Under Management)	$ 4,857,936

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Vicki L. Joern

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Vicki Lynn Joern's CRS (Customer Relationship Summary).

Certified licenses

Experience

IMPACT PARTNERSHIP WEALTH, LLC

GRADIENT ADVISORS, LLC

USA FINANCIAL SECURITIES LLC

USA FINANCIAL SECURITIES LLC

WESTPARK WEALTH ADVISORS, INC.

IMS SECURITIES, INC.

MADISON AVENUE SECURITIES, LLC

MADISON AVENUE SECURITIES, LLC

MOMENTUM INDEPENDENT NETWORK INC.

MOMENTUM INDEPENDENT NETWORK INC.

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 66

Date: 12/1/2000

SIE

Date: 10/1/2018

Series 7

Date: 11/13/2000

Current Firm

BEE FINANCIAL PARTNERS WEALTH, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BEE FINANCIAL PARTNERS WEALTH, LLC

TRUST BUT VERIFY

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