David E. Kaufman
Professional summary
David Edward Kaufman, who also goes by Dave Kaufman, is a registered financial professional currently at CAPITAL CONNECT, LLC located in Vero Beach, Florida.
David is registered as a RR (Registered Representative) and started their career in finance in 2000. David has worked at 5 firms and has passed the Series 63, Series 52TO, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Edward Kaufman's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 11, 2025 - Present
CAPITAL CONNECT, LLC
June 17, 2024 - July 11, 2025
MMX GLOBAL PARTNERS, LLC
October 10, 2013 - June 17, 2024
PERSHING LLC
June 8, 2009 - October 25, 2013
J.P. MORGAN SECURITIES LLC
October 10, 2000 - September 13, 2002
BANC OF AMERICA SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/11/2025)
Exams
Series 52TO
Date: 7/31/2023
Municipal Securities Representative ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
CAPITAL CONNECT, LLC
CRD#: 329399 / SEC#: , 8-71196
Contact information
FINRA licenses (31 States and Territories)
Documents
Red Flags
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