Catherine L. Woodman

IMPACT INVESTORS

EUGENE, OR

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CRD#: 4268744

Professional summary

Catherine Lorraine Woodman, CFP® is a registered financial advisor currently at IMPACT INVESTORS located in Eugene, Oregon and HOLON WEALTH MANAGEMENT located in Eugene, Oregon.

Catherine is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Catherine has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Impact Investors, Principal Advisor, Investment-Related, San Diego, California, 160 hours per month

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Catherine Lorraine Woodman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

February 15, 2018 - Present

IMPACT INVESTORS

RIA

CRD#: 289028

EUGENE, OR

Current

August 22, 2025 - Present

HOLON WEALTH MANAGEMENT

RIA

CRD#: 336780

EUGENE, OR

Past

June 24, 2016 - June 26, 2018

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

Fairfax, CA

Past

June 24, 2016 - June 26, 2018

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

San Diego, CA

Past

January 14, 2003 - July 28, 2016

PROTECTED INVESTORS OF AMERICA

RIA

CRD#: 6082

BERKELEY, CA

Past

January 14, 2003 - July 22, 2016

PROTECTED INVESTORS OF AMERICA

CRD#: 6082

BERKELEY, CA

Past

December 27, 2000 - December 18, 2002

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

SAN FRANCISCO, CA

Past

October 12, 2000 - December 18, 2002

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

IMPACT INVESTORS

IMPACT INVESTORS | IMPACT INVESTORS, INC.

CRD#: 289028 / SEC#: 801-118267

RIA

Registered Investment Advisory firm - (3/20/2020 Approved)

California

Registered Investment Advisory firm - (4/23/2020 Terminated)

Colorado

Registered Investment Advisory firm - (3/31/2020 Terminated)

Texas

Registered Investment Advisory firm - (3/24/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(2/15/2018)

IAR

Oregon
(8/1/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/3/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/26/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 6/26/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/11/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/10/2003

General Securities Principal Examination

Current Firm

IMPACT INVESTORS

IMPACT INVESTORS | IMPACT INVESTORS, INC.

CRD#: 289028 / SEC#: 801-118267

RIA

Registered Investment Advisory firm - (3/20/2020 Approved)

California

Registered Investment Advisory firm - (4/23/2020 Terminated)

Colorado

Registered Investment Advisory firm - (3/31/2020 Terminated)

Texas

Registered Investment Advisory firm - (3/24/2020 Terminated)

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Contact information

Main Address

870 Market St Suite 482, San Francisco, CA 94104

Mailing Address

548 Market St #82444, San Francisco, CA 94104

Phone number

(888) 463-6861

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

IMPACT INVESTORS ADV (3/28/2025)

Regulatory assets under management

Total Number of Accounts	770
AUM (Assets Under Management)	$ 282,957,322

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Catherine L. Woodman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Catherine Lorraine Woodman's CRS (Customer Relationship Summary).

Certified licenses

Experience

HOLON WEALTH MANAGEMENT

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

PROTECTED INVESTORS OF AMERICA

PROTECTED INVESTORS OF AMERICA

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

Primary Firm SEC Registration

IMPACT INVESTORS

State Registrations and Notice Filings

Exams

Series 65

Date: 11/3/2000

Series 63

Date: 10/26/2000

SIE

Date: 6/26/2018

Series 7

Date: 10/11/2000

Series 24

Date: 3/10/2003

Current Firm

IMPACT INVESTORS

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

IMPACT INVESTORS

TRUST BUT VERIFY

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