AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
CA

Chad R. Amerson

NEW HORIZON ASSET MANAGEMENT
Hot Springs, AR 72901
Some features on this profile are disabled
CRD#: 4268696
CA

Professional summary

Chad Ryan Amerson is a registered financial advisor currently at NEW HORIZON ASSET MANAGEMENT located in Hot Springs, Arkansas.

Chad is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Chad has worked at 3 firms and has passed the Series 66, Series 31, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chad Ryan Amerson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 25, 2025 - Present

NEW HORIZON ASSET MANAGEMENT

Office #1: 1700 Malvern Avenue, Hot Springs, AR 72901
RIA
CRD#: 139218
Hot Springs, AR
Past

January 19, 2006 - December 31, 2024

NEW HORIZON ASSET MANAGEMENT

RIA
CRD#: 139218
HOT SPRINGS, AR
Past

August 28, 2002 - December 31, 2005

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA
CRD#: 6694
HOT SPRINGS, AR
Past

August 16, 2002 - December 31, 2005

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
HOT SPRINGS, AR
Past

September 13, 2000 - August 16, 2002

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Arkansas
(2/25/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/19/2000
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 31
Date: 9/26/2000
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 9/12/2000
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 11/12/2002
General Securities Principal Examination

Current Firm

NH
NEW HORIZON ASSET MANAGEMENT
CAPITAL FINANCIAL ADVISORS | NEW HORIZON ASSET MANAGEMENT, INC. | NEW HORIZON ASSET MANAGEMENT | CAPITAL FINANCIAL ADVISORS, INC.

CRD#: 139218 / SEC#:

Arkansas
Registered Investment Advisory firm - (2/14/2025 Approved)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
1700 Malvern Avenue, Hot Springs, AR 71901
Mailing Address
Phone number
(501) 655-2039
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts300
AUM (Assets Under Management)$ 65,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NEW HORIZON ASSET MANAGEMENT

CRD#: 139218Hot Springs, AR 72901

TRUST BUT VERIFY

Monitor Chad Amerson

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

MD
Matthew DayAdvisorCheck Check Mark
RBC CAPITAL MARKETS, LLC
IAR
RR
STAMFORD, CT
TR
Tamara RoseAdvisorCheck Check Mark
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
RR
BOSTON, MA
Adam Joseph Zibly
Adam ZiblyAdvisorCheck Check Mark
FINALIS SECURITIES LLC
RR
New York, NY
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.