John F. Ramirez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Felipe Ramirez was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2000. John had worked at 2 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 23, 2010 - September 6, 2017
BEXIL SECURITIES LLC
December 8, 2000 - September 6, 2017
MIDAS SECURITIES GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 8/20/2010
Limited Representative-Equity Trader ExamCurrent Firm
BEXIL SECURITIES LLC
CRD#: 153813 / SEC#: , 8-68574
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KAMERMAN, RUSSELL LOUIS | CHIEF COMPLIANCE OFFICER AND DESIGNATED CUSTODIAN | 6432984 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
