EB
Erik R. Boe
ROBERTSON STEPHENS
Ketchum, ID 83340
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CRD#: 4268218
EB
Professional summary
Erik Richards Boe is a registered financial advisor currently at ROBERTSON STEPHENS located in Ketchum, Idaho and ROBERTSON STEPHENS CAPITAL MARKETS, LLC located in Ketchum, Idaho.
Erik is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Erik has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 11/2017 SPUR - Sun Valley Community Foundation, non investment related; PO BOX 6184 Ketchum ID 83340; Community foundation that helps facilitate smarter giving in the community of Sun Valley Idaho; Treasurer; approximately 5 hours per month/0 during trading hours; budgeting, facilitating administration of the Donor Advised Funds (no cost to donors), strategic vison etc; charitable. 2) 09/2002 Independent Licensed Insurance Agent; investment related; fixed insurance; approximately less than 5 hours a month/less than 1 hour during trading hours; provide needs discovery & introduction to insurance expert. 3) 10/2019 ROBERTSON STEPHENS CAPITAL MARKETS, REGISTERED REPRESENTATIVE; BD FIRM; KETCHUM ID; INVESTMENT RELATED 4) 05/2019 ROBERTSON STEPHENS WEALTH MANAGEMENT, LLC, MANAGING DIRECTOR; IA FIRM; KETCHUM ID; INVESTMENT RELATED
CRS (Client Relationship Summary) - RIA
Click below to view Erik Richards Boe's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 31, 2019 - Present
ROBERTSON STEPHENS
Office #1: 675 Sun Valley Road Suite G, Ketchum, ID 83340RIA
CRD#: 289977
Ketchum, ID
Current
October 8, 2019 - Present
ROBERTSON STEPHENS CAPITAL MARKETS, LLC
Office #1: 675 Sun Valley Road Suite G, Ketchum, ID 83340BD
CRD#: 290635
Ketchum, ID
Past
December 21, 2005 - June 12, 2019
RBC CAPITAL MARKETS, LLC
RIA
CRD#: 31194
KETCHUM, ID
Past
October 28, 2005 - June 12, 2019
RBC CAPITAL MARKETS, LLC
BD
CRD#: 31194
KETCHUM, ID
Past
December 12, 2000 - November 2, 2005
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RS
ROBERTSON STEPHENS
ROBERTSON STEPHENS | ROBERTSON STEPHENS WEALTH MANAGEMENT, LLC
CRD#: 289977 / SEC#: 801-111814
RIA
Registered Investment Advisory firm - (10/11/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(6/17/2021)
IAR
Idaho(5/31/2019)
RR
Idaho(10/17/2019)
RR
New York(10/9/2024)
IAR
Texas(5/31/2019)
RR
Washington(7/6/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
RS
ROBERTSON STEPHENS
ROBERTSON STEPHENS | ROBERTSON STEPHENS WEALTH MANAGEMENT, LLC
CRD#: 289977 / SEC#: 801-111814
RIA
Registered Investment Advisory firm - (10/11/2017 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
455 Market Street Ste. 1450, San Francisco, CA 94105-2442
Mailing Address
Phone number
(415) 500-6810
Established
Firm type
Fiscal year end
# of Employees
113
SEC notice filing (30 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 7,419 |
| AUM (Assets Under Management) | $ 7,139,384,497 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ROBERTSON STEPHENS
CRD#: 289977Ketchum, ID 83340TRUST BUT VERIFY
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