Frank P. Radin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frank Paul Radin was a registered financial professional .
Frank is a previously registered financial professional and started their career in finance in 2001. Frank had worked at 9 firms and has passed the Series 63, SIE, Series 55, Series 21, Series 25 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 30, 2021 - February 2, 2022
ROBERTS & RYAN, INC.
January 4, 2011 - February 5, 2019
FBN SECURITIES, INC.
December 22, 2008 - December 15, 2010
COWEN SECURITIES LLC
April 4, 2007 - December 18, 2008
HAPOALIM SECURITIES USA, INC.
August 31, 2006 - December 4, 2006
BEAR HUNTER STRUCTURED PRODUCTS LLC
January 31, 2005 - September 1, 2006
BEAR WAGNER SPECIALISTS LLC
July 1, 2003 - January 28, 2005
WELLS FARGO CLEARING SERVICES, LLC
June 28, 2001 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
February 13, 2001 - April 19, 2001
CHAPDELAINE TULLETT PREBON, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 7/3/2007
Limited Representative-Equity Trader ExamSeries 21
Date: 5/16/2006
NYSE Front Line Specialist ClerkSeries 25
Date: 6/23/2005
NYSE Trading Assistant ExaminationCurrent Firm
ROBERTS & RYAN, INC.
CRD#: 19456 / SEC#: 801-113965, 8-37469
Contact information
FINRA licenses (32 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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