Peter P. Smetek
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Paul Smetek JR, who also goes by Peter Paul Smetek, was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1970. Peter had worked at 8 firms and has passed the Series 63, Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 8, 1982 - October 9, 1992
SMETEK, VAN HORN AND CORMACK, INC.
December 18, 1978 - June 12, 1981
CAPIS
May 12, 1975 - June 29, 1976
GRANGER & COMPANY
June 21, 1973 - June 2, 1975
REYNOLDS SECURITIES, INC.
November 15, 1972 - June 11, 1973
DOMIK CORP.
November 5, 1971 - November 3, 1972
BWA INCORPORATED
August 2, 1971 - October 20, 1971
B.C. CHRISTOPHER SECURITIES CO.
June 4, 1970 - August 2, 1971
HORNBLOWER & WEEKS HEMPHILL & NOYES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 6/23/1967
Registered Representative ExaminationSeries 40
Date: 6/30/1975
Registered Principal ExaminationCurrent Firm
SMETEK, VAN HORN AND CORMACK, INC.
CRD#: 10698 / SEC#: , 8-27216
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
