Kevin M. Slack
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin M Slack, CFP® was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 2001. Kevin had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2017 - December 13, 2021
KEVIN M. SLACK FINANCIAL LLC
November 14, 2005 - December 31, 2016
CAPITOL SECURITIES MANAGEMENT, INC.
November 14, 2005 - December 31, 2016
CAPITOL SECURITIES MANAGEMENT, INC.
January 13, 2005 - November 17, 2005
INVESTORS CAPITAL CORP.
November 12, 2003 - December 31, 2004
EASTERN POINT ADVISORS INC.
August 18, 2003 - November 17, 2005
INVESTORS CAPITAL CORP.
February 22, 2001 - August 22, 2003
KESTRA INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KEVIN M. SLACK FINANCIAL LLC
CRD#: 285922 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 44 |
| AUM (Assets Under Management) | $ 16,785,174 |
Red Flags
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