Gary C. Stout
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary Creamer Stout II, CFP® was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 2000. Gary had worked at 7 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 13, 2018 - January 22, 2024
FIDELITY PERSONAL AND WORKPLACE ADVISORS
January 1, 2008 - January 22, 2024
FIDELITY BROKERAGE SERVICES LLC
April 4, 2007 - July 13, 2018
STRATEGIC ADVISERS LLC
August 25, 2006 - January 1, 2008
FIDELITY DISTRIBUTORS COMPANY LLC
August 27, 2001 - August 25, 2006
FIDELITY BROKERAGE SERVICES LLC
December 18, 2000 - August 6, 2001
ADVEST, INC.
September 15, 2000 - November 2, 2000
IDS LIFE INSURANCE COMPANY
September 15, 2000 - November 2, 2000
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIDELITY PERSONAL AND WORKPLACE ADVISORS
CRD#: 288590 / SEC#: 801-112027
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 1,991,043 |
| AUM (Assets Under Management) | $ 818,776,100,963 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/22/2024 | ||
| 10/23/2023 | ||
| 01/06/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
