Rosina Velasco
Professional summary
Rosina Velasco, who also goes by Rosina Brondial Scribner, Rosina Velasco Scribner, Rosina Brondial Velasco, Rosina Velasco, is a registered financial professional currently at CETERA FINANCIAL SPECIALISTS LLC located in Schaumburg, Illinois.
Rosina is registered as a RR (Registered Representative) and started their career in finance in 2001. Rosina has worked at 11 firms and has passed the Series 63, Series 99TO, SIE, Series 52, Series 7, Series 14, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Rosina Velasco's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 25, 2025 - Present
CETERA FINANCIAL SPECIALISTS LLC
Office #1: 1450 American Lane 6th Floor, Suite #650, Schaumburg, IL 60173October 18, 2022 - November 20, 2024
CAUSEWAY SECURITIES LLC
December 15, 2021 - October 7, 2022
HALO SECURITIES, LLC
November 12, 2019 - September 22, 2021
CETERA FINANCIAL SPECIALISTS LLC
December 19, 2017 - October 14, 2019
LASALLE ST SECURITIES, L.L.C.
October 13, 2014 - December 14, 2017
BROOKLIGHT PLACE SECURITIES, INC.
May 17, 2010 - April 21, 2011
FIFTH THIRD SECURITIES, INC.
November 10, 2005 - May 9, 2008
FIFTH THIRD SECURITIES, INC.
July 6, 2005 - October 11, 2005
CHASE INVESTMENT SERVICES CORP.
May 14, 2003 - July 6, 2005
BANC ONE SECURITIES CORPORATION
March 25, 2002 - May 5, 2003
CHARTER ONE SECURITIES, INC.
June 13, 2001 - March 26, 2002
IFMG SECURITIES, INC.
January 12, 2001 - April 16, 2001
MPAC CAPITAL PARTNERS, L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/25/2025)
Exams
Series 99TO
Date: 5/2/2023
Operations Professional ExaminationFINRA
Current Firm
CETERA FINANCIAL SPECIALISTS LLC
CRD#: 10358 / SEC#: , 8-27082
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CETERA FINANCIAL GROUP, INC. | SOLE MEMBER | |
| BANKS, ELAYNE CAMILLE | VICE PRESIDENT | 3070202 |
| BUCHHEISTER, JEFFREY ROBERT | CHIEF FINANCIAL OFFICER | 4709900 |
| BUDEVICH, SERGE | VICE PRESIDENT AND TAX OFFICER | 7996345 |
| BURKOTT, DANIEL PAUL | CHIEF COMPLIANCE OFFICER | 4710068 |
| DOWELL, RODNEY CAMMERON | PRINCIPAL FINANCIAL OFFICER AND VICE PRESIDENT | 7376607 |
| FRIES, MATTHEW NEIL KALANI | VICE PRESIDENT | 2723824 |
| GOK, LISA ANNE | SECRETARY | 5059738 |
| HOLWEGER, KIMBERLEY | CHIEF OPERATING OFFICER AND PRINCIPAL OPERATIONS OFFICER | 1572778 |
| KIRCHER, NICHOLE MARIE | VICE PRESIDENT | 2876887 |
| KRUEGER, RONALD GEORGE | MANAGER, CHIEF EXECUTIVE OFFICER AND PRESIDENT | 2651416 |
| LEE, WINNIE AI-LING | ASSISTANT SECRETARY | 7381661 |
| MACKAY, TODD CHRISTOPHER | MANAGER | 2799860 |
| MIZUGUCHI, MAURA | CHIEF ACCOUNTING OFFICER AND TREASURER | 5769181 |
| NEARY, JOSEPH DANIEL | MANAGER AND VICE PRESIDENT | 2993505 |
| RAMOS, RAMON | MONEY LAUNDERING REPORTING OFFICER | 2160203 |
| ROTHENBERG, JON HOWARD | VICE PRESIDENT | 2737327 |
| SMILEY, STANLEY ROBERT | VICE PRESIDENT | 3004604 |
| STINSON, TIMOTHY EARL MCCOY | VICE PRESIDENT | 2272183 |
| VAN HAVERMAAT, DAVID JAMES | ASSISTANT SECRETARY | 7042846 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 3 |
Red Flags
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Company Information
CETERA FINANCIAL SPECIALISTS LLC
CRD#: 10358Schaumburg, IL 60173TRUST BUT VERIFY
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