RF
Richard B. Franz
SAGACE WEALTH MANAGEMENT
ST. PETERSBURG, FL 33702
Some features on this profile are disabled
CRD#: 4267898
RF
Professional summary
Richard B Franz III is a registered financial advisor currently at SAGACE WEALTH MANAGEMENT located in St. Petersburg, Florida.
Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Richard has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) RBF III CPA, LLC, 877 Executive Center Dr. W. Suite 100, St. Petersburg, FL 33702, Position: President, 1 hour per week, started 1/1/16 , Duties: holding company for ownership interest in SBF, LLC. 2. 16th Floor LLC, 877 Executive Center Dr. W. Suite 100, St. Petersburg, FL 33702, Position: Member, member 0 hours per week, started 01/01/2022, Duties: No activity 3. SBF Investments I, LLC, 877 Executive Center Dr. W. Suite 100, St. Petersburg, FL 33702, 0 hours per week, started 07/19/21, Duties: Holding company for bank stock no other activity 4. SBF, LLC, 877 Executive Center Dr. W. Suite 100, St. Petersburg, FL 33702, Position: Manager, 40 hours per week, started 8/19/15, Duties: Full service CPA firm 5. Bayview Insurance Solutions, LLC, 877 Executive Center Dr. W. Suite 100, St. Petersburg, FL 33702, Position: Member, 0 hours per week, Start: 12/21/11, Duties: Passive partner in an insurance brokerage business 6. SBF BPO Investments, LLC, 877 Executive Center Dr. W. Suite 100, St. Petersburg, FL 33702, Position: member, 0 hours per week, Start: 11/30/22, Duties: No activity / Will operate an outsourced accounting services business in the future. 7. SBFH Investments LLC, 877 Executive Center Dr. W. Suite 100, St. Petersburg, FL 33702, Position: member, 0 hours per week, Start: 06/01/2023, Duties: holding company for ownership interest in Sagace Wealth Management, LLC.
CRS (Client Relationship Summary) - RIA
Click below to view Richard B Franz III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 16, 2020 - Present
SAGACE WEALTH MANAGEMENT
Office #1: 877 Executive Center Drive West Suite 100, St. Petersburg, FL 33702RIA
CRD#: 307212
ST. PETERSBURG, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SAGACE WEALTH MANAGEMENT
SAGACE WEALTH MANAGEMENT | SAGACE WEALTH MANAGEMENT, LLC | SAGACE WEALTH MANAGEMENT LLC
CRD#: 307212 / SEC#: 801-130248
RIA
Registered Investment Advisory firm - (5/14/2024 Approved)Florida
Registered Investment Advisory firm - (5/22/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(7/16/2020)
Current Firm
SW
SAGACE WEALTH MANAGEMENT
SAGACE WEALTH MANAGEMENT | SAGACE WEALTH MANAGEMENT, LLC | SAGACE WEALTH MANAGEMENT LLC
CRD#: 307212 / SEC#: 801-130248
RIA
Registered Investment Advisory firm - (5/14/2024 Approved)Florida
Registered Investment Advisory firm - (5/22/2024 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
877 Executive Center Drive West Suite 100, St. Petersburg, FL 33702
Mailing Address
Phone number
(727) 493-9700
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 244 |
| AUM (Assets Under Management) | $ 156,513,622 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
