Michael P. Lynch
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Patrick Lynch, who also goes by Mike Lynch, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2000. Michael had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 23, 2019 - March 6, 2019
ULTIMUS FUND DISTRIBUTORS, LLC
March 23, 2016 - March 20, 2018
AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.
January 25, 2016 - March 20, 2018
AMUNDI DISTRIBUTOR US, INC.
December 17, 2010 - January 25, 2016
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
December 13, 2007 - October 1, 2009
VP DISTRIBUTORS LLC
August 17, 2006 - October 23, 2007
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
February 24, 2003 - August 1, 2006
ALLIANZ GLOBAL INVESTORS MANAGED ACCOUNTS LLC
October 9, 2000 - August 1, 2006
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ULTIMUS FUND DISTRIBUTORS, LLC
CRD#: 104177 / SEC#: , 8-52643
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
