Matthew J. Laydon

MATTHEW LAYDON CAPITAL MANAGEMENT

Charleston, SC 29492

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CRD#: 4267766

Professional summary

Matthew John Laydon, AIF® is a registered financial advisor currently at MATTHEW LAYDON CAPITAL MANAGEMENT located in Charleston, South Carolina.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Matthew has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) FLATLINE CONTRACTORS INC. - 66 COOK RD. PROSPERITY, SC 29127; CFO; MARKERING, BUSINESS ADVISOR, FINANCE; NON-INVESTMENT RELATED; 10% OF TIME

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew John Laydon's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

April 26, 2024 - Present

MATTHEW LAYDON CAPITAL MANAGEMENT

Office #1: 134 Wando Reach Rd., Charleston, SC 29492

RIA

CRD#: 329960

Charleston, SC

Past

February 20, 2007 - November 29, 2024

KOVACK ADVISORS, INC.

RIA

CRD#: 140808

CHARLESTON, SC

Past

February 16, 2007 - November 29, 2024

KOVACK SECURITIES INC.

CRD#: 44848

CHARLESTON, SC

Past

March 28, 2005 - February 16, 2007

MUTUAL TRUST COMPANY OF AMERICA SECURITIES

CRD#: 8494

ST. PETERSBURG, FL

Past

February 3, 2003 - April 19, 2004

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

LINCOLN, NE

Past

September 29, 2000 - February 14, 2003

OSAIC FS, INC.

CRD#: 3870

FORT WAYNE, IN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

South Carolina
(4/26/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/30/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/3/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/26/2006

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/28/2000

Investment Company Products/Variable Contracts Representative Examination

Current Firm

MATTHEW LAYDON CAPITAL MANAGEMENT

MATTHEW LAYDON CAPITAL MANAGEMENT | MATTHEW LAYDON CAPITAL MANAGEMENT LLC.

CRD#: 329960 / SEC#:

South Carolina

Registered Investment Advisory firm - (4/26/2024 Approved)

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Contact information

Main Address

134 Wando Reach Rd., Charleston, SC 29492

Mailing Address

Phone number

(843) 568-1222

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	33
AUM (Assets Under Management)	$ 27,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Matthew J. Laydon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew John Laydon's CRS (Customer Relationship Summary).

Certified licenses

Experience

KOVACK ADVISORS, INC.

KOVACK SECURITIES INC.

MUTUAL TRUST COMPANY OF AMERICA SECURITIES

ALLSTATE FINANCIAL SERVICES, LLC

OSAIC FS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/30/2006

Series 63

Date: 11/3/2000

SIE

Date: 10/1/2018

Series 7

Date: 7/26/2006

Series 6

Date: 9/28/2000

Current Firm

MATTHEW LAYDON CAPITAL MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MATTHEW LAYDON CAPITAL MANAGEMENT

TRUST BUT VERIFY

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