Angel L. Montano

SCHWAB WEALTH ADVISORY

Naperville, IL

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CRD#: 4267708

Professional summary

Angel Luis Montano is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in Naperville, Illinois and CHARLES SCHWAB & CO., INC. located in Boston, Massachusetts.

Angel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Angel has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Angel Luis Montano's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 15, 2025 - Present

SCHWAB WEALTH ADVISORY, INC.

RIA

CRD#: 159035

Naperville, IL

Current

October 18, 2006 - Present

CHARLES SCHWAB & CO., INC.

Office #1: One International Place, Boston, MA 02110-2600

RIA

CRD#: 5393

Boston, MA

Past

July 15, 2022 - October 14, 2022

TD AMERITRADE, INC.

RIA

CRD#: 7870

Chicago, IL

Past

July 15, 2022 - December 31, 2023

TD AMERITRADE, INC.

CRD#: 7870

Oak Brook, IL

Past

October 20, 2006 - December 15, 2025

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

Chicago, IL

Past

October 18, 2006 - October 18, 2006

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

Chicago, IL

Past

July 6, 2005 - October 12, 2006

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

MILWAUKEE, WI

Past

July 6, 2005 - October 12, 2006

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

MILWAUKEE, WI

Past

March 18, 2004 - July 6, 2005

BANC ONE SECURITIES CORPORATION

CRD#: 16999

CHICAGO, IL

Past

March 4, 2004 - July 6, 2005

BANC ONE SECURITIES CORPORATION

RIA

CRD#: 16999

MILWAUKEE, WI

Past

December 19, 2003 - February 24, 2004

BANC ONE SECURITIES CORPORATION

RIA

CRD#: 16999

MILWAUKEE, WI

Past

December 19, 2003 - February 24, 2004

BANC ONE SECURITIES CORPORATION

CRD#: 16999

CHICAGO, IL

Past

February 28, 2002 - September 5, 2003

STRONG CAPITAL MANAGEMENT INC

RIA

CRD#: 106638

MENOMONEE FALLS, WI

Past

October 25, 2000 - September 5, 2003

STRONG INVESTMENTS, INC.

CRD#: 15658

MENOMONEE FALLS, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SCHWAB WEALTH ADVISORY, INC.

SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA

Registered Investment Advisory firm - (12/9/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Colorado
(12/5/2011)

Idaho
(12/16/2025)

Illinois
(10/18/2006)

IAR

Illinois
(12/15/2025)

Indiana
(8/15/2014)

Iowa
(8/15/2014)

Kansas
(8/15/2014)

IAR

Louisiana
(12/17/2025)

Michigan
(11/1/2006)

Minnesota
(11/1/2006)

Missouri
(8/15/2014)

Nebraska
(8/15/2014)

Ohio
(2/3/2010)

Oklahoma
(8/15/2014)

Pennsylvania
(8/15/2014)

Texas
(3/10/2009)

IAR

Texas
(12/17/2025)

Utah
(8/15/2014)

Wisconsin
(10/18/2006)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/15/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/31/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/24/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 6/26/2014

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 4/30/2014

General Securities Sales Supervisor - Options Module Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

SCHWAB WEALTH ADVISORY, INC.

SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA

Registered Investment Advisory firm - (12/9/2011 Approved)

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Contact information

Main Address

9800 Schwab Way, Lone Tree, CO 80124

Mailing Address

Phone number

(415) 667-7000

Established

Firm type

Fiscal year end

# of Employees

1,042

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SCHWAB WEALTH ADVISORY, INC. DISCLOSURE BROCHURE (12/11/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Angel L. Montano

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Angel Luis Montano's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHARLES SCHWAB & CO., INC.

TD AMERITRADE, INC.

TD AMERITRADE, INC.

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

BANC ONE SECURITIES CORPORATION

BANC ONE SECURITIES CORPORATION

BANC ONE SECURITIES CORPORATION

BANC ONE SECURITIES CORPORATION

STRONG CAPITAL MANAGEMENT INC

STRONG INVESTMENTS, INC.

Primary Firm SEC Registration

SCHWAB WEALTH ADVISORY, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 2/15/2002

Series 63

Date: 10/31/2000

SIE

Date: 10/1/2018

Series 7

Date: 10/24/2000

Series 10

Date: 6/26/2014

Series 9

Date: 4/30/2014

FINRA

Nasdaq Stock Market

Current Firm

SCHWAB WEALTH ADVISORY, INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

SCHWAB WEALTH ADVISORY, INC.

TRUST BUT VERIFY

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