Kendra L. Kelly
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kendra Leigh Kelly, who also goes by Kendra Leigh Kelly, Kendra Kelly Warrick, was a registered financial professional .
Kendra is a previously registered financial professional and started their career in finance in 2000. Kendra had worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 6, 2012 - January 27, 2026
ANICO FINANCIAL SERVICES, INC.
April 22, 2008 - September 4, 2012
SECURITIES MANAGEMENT & RESEARCH, INC.
April 24, 2007 - March 20, 2008
MORGAN KEEGAN & COMPANY, LLC
April 24, 2007 - March 20, 2008
MORGAN KEEGAN & COMPANY, LLC
November 17, 2005 - April 24, 2007
AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC
May 16, 2001 - April 24, 2007
AMSOUTH INVESTMENT SERVICES, INC.
October 9, 2000 - April 25, 2001
HARRISDIRECT LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ANICO FINANCIAL SERVICES, INC.
CRD#: 158883 / SEC#: , 8-68938
Contact information
FINRA licenses (7 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
