Matthew C. Walker
Professional summary
Matthew Christopher Walker, who also goes by Matthew C Walker, Matthew Walker, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Saddle Brook, New Jersey and NYLIFE SECURITIES LLC located in Saddle Brook, New Jersey.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Matthew has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 55, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Christopher Walker's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 29, 2019 - Present
EAGLE STRATEGIES LLC
Office #1: 250 Pehle Avenue 9th Floor Plaza - Suite 900, Saddle Brook, NJ 07663November 2, 2018 - Present
NYLIFE SECURITIES LLC
Office #1: 250 Pehle Avenue 9th Floor Plaza 2 - Suite 900, Saddle Brook, NJ 07663January 26, 2017 - July 11, 2018
MML INVESTORS SERVICES, LLC
January 19, 2017 - July 11, 2018
MML INVESTORS SERVICES, LLC
May 22, 2012 - January 3, 2017
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
June 19, 2009 - January 3, 2017
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
March 3, 2003 - April 1, 2009
FIS BROKERAGE & SECURITIES SERVICES LLC
November 6, 2001 - March 3, 2003
RUMSON CAPITAL, LLC
November 10, 2000 - October 9, 2001
LEXIT CAPITAL, LLC
Primary Firm SEC Registration
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/20/2023)
(11/2/2018)
(10/29/2019)
(3/10/2020)
(3/10/2020)
Exams
Series 55
Date: 10/1/2007
Limited Representative-Equity Trader ExamFINRA
Current Firm
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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