Jonathan C. West

MONTGOMERY CAPITAL MANAGEMENT

Richmond, VA 23233

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CRD#: 4267280

Professional summary

Jonathan Crowe West is a registered financial advisor currently at MONTGOMERY CAPITAL MANAGEMENT, LLC located in Richmond, Virginia.

Jonathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Jonathan has worked at 3 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

College Funding Group, LLC, Non-Investment Related, 3761-A Westerre Parkway, Richmond, VA 23233. Provide advice about funding college education. Director since 9/09; approximately 60 hours per month, with approximately 40 hours during trading hours per month. Meet with clients to discuss college plans, financial aid opportunities and scholarship sources. Review financial aid forms, explain how colleges award aid, answer questions about family specific circumstances that might impact college funding.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Crowe West's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 2, 2003 - Present

MONTGOMERY CAPITAL MANAGEMENT, LLC

Office #1: 3761 A. Westerre Parkway, Richmond, VA 23233Office #2: 753-b Thimble Shoals Road, Newport News, VA 23606

RIA

CRD#: 126819

Richmond, VA

Past

October 21, 2009 - December 31, 2014

COLLEGE FUNDING GROUP, LLC

RIA

CRD#: 151771

RICHMOND, VA

Past

April 26, 2002 - December 2, 2003

LEGG MASON WOOD WALKER, INCORPORATED

RIA

CRD#: 6555

NEWPORT NEWS, VA

Past

October 15, 2001 - December 2, 2003

LEGG MASON WOOD WALKER, INCORPORATED

CRD#: 6555

BALTIMORE, MD

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(12/2/2003)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/25/2002

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 10/12/2001

General Securities Representative Examination

Current Firm

MONTGOMERY CAPITAL MANAGEMENT, LLC

CRD#: 126819 / SEC#: 801-62412

RIA

Registered Investment Advisory firm - (8/25/2012 Terminated)

Virginia

Registered Investment Advisory firm - (8/16/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

753-c Thimble Shoals Boulevard, Newport News, VA 23606

Mailing Address

Phone number

(757) 597-9525

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	24
AUM (Assets Under Management)	$ 8,740,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jonathan C. West

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Crowe West's CRS (Customer Relationship Summary).

Certified licenses

Experience

MONTGOMERY CAPITAL MANAGEMENT, LLC

COLLEGE FUNDING GROUP, LLC

LEGG MASON WOOD WALKER, INCORPORATED

LEGG MASON WOOD WALKER, INCORPORATED

State Registrations and Notice Filings

Exams

Series 66

Date: 4/25/2002

Series 7

Date: 10/12/2001

Current Firm

MONTGOMERY CAPITAL MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MONTGOMERY CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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