David Michael Moretsky
CFP®, ChFC®Professional Summary
David Michael Moretsky, CFP®, ChFC®, who also goes by Dave Moretsky, David M Moretsky, David Moretsky, is a registered financial advisor currently at WINTHROP WEALTH located in Issaquah, Washington. David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. David has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Services Offered
- Business Succession Planning
- Investment Planning
- Retirement Planning
- Long-term Care
- Comprehensive Financial Planning
- Estate Planning
- Insurance Planning
- Employee and Employer Plan Benefits
Other Aliases
Dave Moretsky, David M Moretsky, David Moretsky
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
Direct
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
26 years in the financial services industry
Current & Past Employments
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Current Firm
FINANCIAL PLANNING STRATEGIES, LLC | WINTHROP WEALTH MANAGEMENT | WINTHROP WEALTH | WINTHROP ADVISORY GROUP, LLC | UNIFIED WEALTH MANAGEMENT | KEEL FINANCIAL PARTNERS
Contact Information
Main Address
321 Columbus Ave 3rd Fl, Boston, MA 02116-5168Phone Number
(617) 530-1010# of Employees
40SEC notice filing (31 States and Territories)
Registered to provide investment advisory services in 31 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
4,369AUM (Assets Under Management)
$3,101,361,784Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
FINANCIAL PLANNING STRATEGIES, LLC | WINTHROP WEALTH MANAGEMENT | WINTHROP WEALTH | WINTHROP ADVISORY GROUP, LLC | UNIFIED WEALTH MANAGEMENT | KEEL FINANCIAL PARTNERS
State Registrations and Notice Filings
(12/8/2022)
(11/15/2022)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Sep 2000About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view David Michael Moretsky's CRS (Customer Relationship Summary).
Services Offered by David
- Business Succession Planning
- Investment Planning
- Retirement Planning
- Long-term Care
- Comprehensive Financial Planning
- Estate Planning
- Insurance Planning
- Employee and Employer Plan Benefits
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