David M. Moretsky

WINTHROP WEALTH

BELLEVUE, WA 98004

Some features on this profile are disabled

CRD#: 4267143

Professional summary

David Michael Moretsky, CFP®, ChFC®, who also goes by Dave Moretsky, David M Moretsky, David Moretsky, is a registered financial advisor currently at WINTHROP WEALTH located in Bellevue, Washington.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. David has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

What are your service offerings?

Business Succession Planning

Investment Planning

Retirement Planning

Long-term Care

Comprehensive Financial Planni...

Estate Planning

Insurance Planning

Employee and Employer Plan Ben...

What is your minimum asset requirement?

Are you a "fiduciary"?

Yes

Aliases

Dave Moretsky | David M Moretsky | David Moretsky

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) 06/21/2005: No Business Name - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - FIXED ANNUITY, LTC, LIFE, DI, HEALTH (2) 11/15/2005: Moretsky Financial, Inc. - Business Entity For Tax/Investment Purposes Only - Investment Related - At Reported Business Location(s) - No Time Spent - Incorporated my business. Keel Financial Partners - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Investment Related - Founding Partner and Financial Advisor - 160 hr/mo - 40 hr/wk

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Michael Moretsky's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2004

ChFC^®

Chartered Financial Consultant

Experience

Current

November 15, 2022 - Present

WINTHROP WEALTH

Office #1: 10900 Ne 4th St Suite 2300, Bellevue, WA 98004

RIA

CRD#: 288178

BELLEVUE, WA

Past

May 5, 2022 - December 17, 2024

CRD#: 6413

KIRKLAND, WA

Past

February 1, 2002 - June 17, 2005

HORNOR, TOWNSEND & KENT, LLC

RIA

CRD#: 4031

BELLEVUE, WA

Past

September 7, 2001 - July 5, 2005

ADVISORY RESOURCE GROUP, LLC

RIA

CRD#: 117314

BELLEVUE, WA

Past

September 12, 2000 - June 17, 2005

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

CONSHOHOCKEN, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WINTHROP WEALTH

CRD#: 288178 / SEC#: 801-110461

RIA

Registered Investment Advisory firm - (4/28/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(12/8/2022)

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/8/2005

General Securities Principal Examination

Current Firm

WINTHROP WEALTH

CRD#: 288178 / SEC#: 801-110461

RIA

Registered Investment Advisory firm - (4/28/2017 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

321 Columbus Ave 3rd Fl, Boston, MA 02116-5168

Mailing Address

Phone number

(617) 530-1010

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (26 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE FOR WINTHROP ADVISORY GROUP, LLC (3/21/2025)

WRAP FEE BROCHURE FOR WINTHROP ADVISORY GROUP, LLC (3/20/2025)

Regulatory assets under management

Total Number of Accounts	3,872
AUM (Assets Under Management)	$ 2,600,886,145

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

Similar Advisors

Dale Miller

MORGAN STANLEY

IAR

Moscow, ID

Gregg Quinn

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Redmond, WA

Alyssa Jarman

OSAIC WEALTH, INC.

IAR

Bellevue, WA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

David M. Moretsky

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Michael Moretsky's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

PRIVATE ADVISOR GROUP, LLC

MYICON

MYICON

MYICON

LPL FINANCIAL LLC

LPL FINANCIAL LLC

HORNOR, TOWNSEND & KENT, LLC

ADVISORY RESOURCE GROUP, LLC

HORNOR, TOWNSEND & KENT, LLC

Primary Firm SEC Registration

WINTHROP WEALTH

State Registrations and Notice Filings

Exams

Series 65

Date: 8/10/2001

Series 63

Date: 9/14/2000

SIE

Date: 10/1/2018

Series 7

Date: 12/20/2001

Series 6

Date: 9/11/2000

Series 24

Date: 9/8/2005

Current Firm

WINTHROP WEALTH

Contact information

SEC notice filing (26 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WINTHROP WEALTH

TRUST BUT VERIFY

Contact information

Similar Advisors