JD
Jason P. Daugherty
TRIUMPH WEALTH ADVISORS
Woodstock, GA 30189
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CRD#: 4267059
JD
Professional summary
Jason Paul Daugherty, who also goes by Jason Paul Daughtery, is a registered financial advisor currently at TRIUMPH WEALTH ADVISORS, INC. located in Woodstock, Georgia and WORLD EQUITY GROUP, INC. located in Woodstock, Georgia.
Jason is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Jason has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jason Paul Daughtery
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) TRIUMPH WEALTH ADVISORS, INC. INVESTMENT RELATED. STRAT DATE: 2/08/2010. 2230 TOWNE LAKE PKWY., 800-130 WOODSTOCK, GA 30189. PRESIDENT. RIA.MANAGER, COMPLIANCE,DUE DILIGENCE, PORTFOLIO DESIGN,INVESTMENT ANALYSIS. APPROX HRS/MO: 1600. ALL DURING SECURITIES TRADING HOURS. 2) TRIUMPH INSURANCE ADVISORS INC. NON-INVESTMENT RELATED; 2230 TOWNE LAKE PKWY, 800-130, WOODSTOCK, GA 30189.VICE PRESIDENT; FOCUS ON INSURANCE BROKER-COMPLIANCE & OPERATION. APPROX. HRS/MO: 800. ALL DURING SECURITIES TRADING HOURS. 3)Generations Auto Sales; Not INVESTMENT RELATED; 220 Heritage Walk, Suite 216, Woodstock, GA 30188; Nature of OBA: Used auto modifying, trading and sales.; Posn/Title/Relationship: Owner; Start Date: 01/01/2024; Approx No of Hrs per Month: 10; Hrs during trading Hrs: ZERO; Duties: Research, Sourcing and Purchasing.
CRS (Client Relationship Summary) - RIA
Click below to view Jason Paul Daugherty's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 26, 2011 - Present
TRIUMPH WEALTH ADVISORS, INC.
Office #1: 2230 Towne Lake Pkwy Bldg 800-ste 130, Woodstock, GA 30189RIA
CRD#: 153175
Woodstock, GA
Current
August 12, 2021 - Present
WORLD EQUITY GROUP, INC.
Office #1: 2230 Towne Lake Parkway Bldg 800, Suite 140, Woodstock, GA 30189RIA
BD
CRD#: 29087
Woodstock, GA
Past
January 20, 2010 - August 19, 2019
TAYLOR CAPITAL MANAGEMENT INC.
BD
CRD#: 43559
Woodstock, GA
Past
September 14, 2000 - July 1, 2003
WOODSTOCK FINANCIAL GROUP, INC.
BD
CRD#: 38095
WOODSTOCK, GA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Georgia(1/26/2011)
RR
Georgia(8/12/2021)
RR
Tennessee(4/10/2025)
IAR
Texas(7/19/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TW
TRIUMPH WEALTH ADVISORS, INC.
BILTMORE FINANCIAL SERVICES | WIENIEWITZ FINANCIAL | WELLS FINANCIAL | VISION FINANCIAL | TRIUMPH WEALTH ADVISORS, INC. | SUNRISE FINANCIAL | STARTT PLANNING | SAVAGE CAPITAL MANAGEMENT | MCPHERSON FINANCIAL SERVICES | MATTHEWS FINANCIAL SERVICES | LEADERSHIP FINANCIAL | KOONTZ INSURANCE AND FINANCIAL | HUMPHRIS FINANCIAL SERVICES | FOCUS FINANCIAL GROUP, LLC | DIPASQUALE FINANCIAL | CP ASSOCIATES | CASON FINANCIAL | CAMERON FINANCIAL SERVICES
CRD#: 153175 / SEC#: 801-79603
RIA
Registered Investment Advisory firm - (7/22/2024 Terminated)Arizona
Registered Investment Advisory firm - (5/21/2014 Terminated)Florida
Registered Investment Advisory firm - (5/21/2014 Terminated)Georgia
Registered Investment Advisory firm - (5/31/2024 Approved)Indiana
Registered Investment Advisory firm - (5/21/2014 Terminated)Mississippi
Registered Investment Advisory firm - (5/21/2014 Terminated)North Carolina
Registered Investment Advisory firm - (5/21/2014 Terminated)South Carolina
Registered Investment Advisory firm - (5/21/2014 Terminated)Texas
Registered Investment Advisory firm - (7/19/2024 Approved)Virginia
Registered Investment Advisory firm - (5/21/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2230 Towne Lake Pkwy Bldg 800-ste 130, Woodstock, GA 30189
Mailing Address
Phone number
(770) 924-9322
Established
Firm type
Fiscal year end
# of Employees
4
Regulatory assets under management
| Total Number of Accounts | 252 |
| AUM (Assets Under Management) | $ 30,337,210 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
