Jason P. Daugherty

TRIUMPH WEALTH ADVISORS

ACWORTH, GA

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CRD#: 4267059

Professional summary

Jason Paul Daugherty, who also goes by Jason Paul Daughtery, is a registered financial advisor currently at TRIUMPH WEALTH ADVISORS, INC. located in Acworth, Georgia and WORLD EQUITY GROUP, INC. located in Schaumburg, Illinois.

Jason is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Jason has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 14 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jason Paul Daughtery

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Paul Daugherty's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 26, 2011 - Present

TRIUMPH WEALTH ADVISORS, INC.

RIA

CRD#: 153175

ACWORTH, GA

Current

August 12, 2021 - Present

WORLD EQUITY GROUP, INC.

Office #1: 425 N Martingale Rd Suite 1220, Schaumburg, IL 60173

RIA

CRD#: 29087

Schaumburg, IL

Past

January 20, 2010 - August 19, 2019

TAYLOR CAPITAL MANAGEMENT INC.

CRD#: 43559

Woodstock, GA

Past

September 14, 2000 - July 1, 2003

WOODSTOCK FINANCIAL GROUP, INC.

CRD#: 38095

WOODSTOCK, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Georgia
(1/26/2011)

Georgia
(8/12/2021)

Tennessee
(4/10/2025)

IAR

Texas
(7/19/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/26/2010

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/19/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/19/2010

General Securities Representative Examination

Principal/Supervisory Exam

Series 14

Date: 1/2/2023

Compliance Officer Examination

Principal/Supervisory Exam

Series 24

Date: 6/5/2015

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

TRIUMPH WEALTH ADVISORS, INC.

CRD#: 153175 / SEC#: 801-79603

RIA

Registered Investment Advisory firm - (7/22/2024 Terminated)

Arizona