Kristen T. Tucker
KNOX WEALTH PARTNERS ADVISORY
Knoxville, TN 37932
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CRD#: 4266988
Professional summary
Kristen Terry Tucker, CFP®, who also goes by Kristen M Terry, Kristen Michelle Terry, Kristen Michelle Tucker, is a registered financial advisor currently at KNOX WEALTH PARTNERS ADVISORY located in Knoxville, Tennessee and LPL FINANCIAL LLC located in Knoxville, Tennessee.
Kristen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Kristen has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
What are your service offerings?
Comprehensive Financial Planni...
Tax Planning
Insurance Planning
Employee and Employer Plan Ben...
Estate Planning
Life Transitions
Investment Planning
Retirement Income Management
Retirement Planning
What is your minimum asset requirement?
500K
Are you a "fiduciary"?
Yes
Aliases
Kristen M Terry | Kristen Michelle Terry | Kristen Michelle Tucker
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 10/6/2014 - KNOX WEALTH PARTNERS - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Start Date: 10/10/2014 - 120 Hours Per Month/7 Hours During Securities Trading. 2. 6/15/2017 - Knox Wealth Partners Advisory - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 07/05/2017 - 80 Hours Per Month During Securities Trading. 3. 7/27/2017 - Knox Wealth Partners Advisory LLC - Investment related - At reported business location(s) - Registered Investment Advisor Hybrid - IAR - started 07/05/2017 - 80 Hours Per Month/70 Hours During Securities Trading - -Hours per month 80/Hours during trading 70 - I provide investment advisory services through Knox Wealth Partners Advisory LLC, an independent investment advisor firm. I started this business activity in 07/2017. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 9/25/2020 - KWP Properties, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 03/28/2018 - 2 Hours Per Month During Securities Trading - Pass-through entity. 5. INSURANCE AGENT- INVESTMENT RELATED-AT REPORTED BUSINESS LOCATION(S), INSURANCE SALES, AGENT, 2003, DEVOTES NOT MORE THAN 30% OF AGENTS TIME DURING WORKING HRS/MO DURING TRADING HOURS; SALE OF VARIOUS INSURANCE PRODUCTS
CRS (Client Relationship Summary) - RIA
Click below to view Kristen Terry Tucker's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2006
Experience
Current
July 12, 2017 - Present
KNOX WEALTH PARTNERS ADVISORY
Office #1: 10710 Murdock Drive Suite 101, Knoxville, TN 37932RIA
CRD#: 288580
Knoxville, TN
Current
April 13, 2012 - Present
LPL FINANCIAL LLC
Office #1: 10710 Murdock Dr, Suite 101, Knoxville, TN 37932RIA
BD
CRD#: 6413
Knoxville, TN
Past
April 16, 2012 - November 8, 2017
LPL FINANCIAL LLC
RIA
CRD#: 6413
KNOXVILLE, TN
Past
December 10, 2008 - April 16, 2012
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
KNOXVILLE, TN
Past
December 5, 2008 - April 16, 2012
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
KNOXVILLE, TN
Past
July 23, 2003 - December 9, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
KNOXVILLE, TN
Past
October 10, 2000 - December 9, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
KNOXVILLE, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KW
KNOX WEALTH PARTNERS ADVISORY
KNOX WEALTH PARTNERS ADVISORY | KNOX WEALTH PARTNERS ADVISORY, LLC
CRD#: 288580 / SEC#: 801-110743
RIA
Registered Investment Advisory firm - (7/5/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/13/2012)
RR
California(4/13/2012)
RR
Florida(4/13/2012)
RR
Georgia(9/25/2013)
RR
Indiana(8/22/2023)
RR
Kentucky(2/4/2020)
RR
Maryland(4/1/2016)
RR
Nevada(4/17/2017)
RR
North Carolina(9/18/2014)
RR
Ohio(4/7/2020)
RR
South Carolina(1/10/2022)
RR
Tennessee(4/13/2012)
IAR
Tennessee(7/12/2017)
RR
Virginia(8/23/2021)
RR
Washington(6/25/2013)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KW
KNOX WEALTH PARTNERS ADVISORY
KNOX WEALTH PARTNERS ADVISORY | KNOX WEALTH PARTNERS ADVISORY, LLC
CRD#: 288580 / SEC#: 801-110743
RIA
Registered Investment Advisory firm - (7/5/2017 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
10710 Murdock Drive Suite 101, Knoxville, TN 37932
Mailing Address
Phone number
(865) 291-2422
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 828 |
| AUM (Assets Under Management) | $ 231,274,258 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KNOX WEALTH PARTNERS ADVISORY
CRD#: 288580Knoxville, TN 37932TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
