Helene J. Jepson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Helene J Jepson, who also goes by Helene Johannessen Jepson, Helene Jepson, Helene Johannessen, was a registered financial professional .
Helene is a previously registered financial professional and started their career in finance in 2000. Helene had worked at 7 firms and has passed the Series 66, SIE, Series 7, Series 3 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 10, 2014 - August 5, 2019
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC
November 10, 2014 - August 5, 2019
FIRST REPUBLIC SECURITIES COMPANY, LLC
September 25, 2013 - November 3, 2014
WHITE OAK MERCHANT PARTNERS LLC
June 1, 2009 - August 21, 2013
MORGAN STANLEY
June 1, 2009 - August 21, 2013
MORGAN STANLEY
April 2, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
April 2, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
September 29, 2003 - April 2, 2007
MORGAN STANLEY DW INC.
September 17, 2003 - April 2, 2007
MORGAN STANLEY DW INC.
October 20, 2000 - November 7, 2002
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC
CRD#: 108559 / SEC#: 801-56293
Contact information
Regulatory assets under management
| Total Number of Accounts | 56,585 |
| AUM (Assets Under Management) | $ 86,270,585,130 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/25/2024 | ||
| 02/28/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
