JD
Jason L. Doviak
PARK AVENUE SECURITIES LLC
WALL, NJ 07719
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CRD#: 4266648
JD
Professional summary
Jason Lee Doviak, who also goes by Jason L Doviak, is a registered financial advisor currently at PARK AVENUE SECURITIES LLC located in Wall, New Jersey.
Jason is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Jason has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jason L Doviak
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Sale of insurance other than Guardian products,
Start: 11/18/2015
Address: 2111 Route 34, Wall Township, NJ 07719,
1 total business hour per month, 1 during securities trading hours,
Less than 10% annual compensation
Investment related,
2. Doviak Enterprises LLC-LLC set up to facilitate tax planning pertaining to various sources of 1099 income. It is an LLC filing as a partnership, and it's sole purpose is to segregate business expenses from personal expenses,.
Start: 01/01/2019,
Address: 2111 Route 34, Wall Township, NJ 07719,
1 total hour per month, 0 during securities trading hours,
No annual compensation,
Not investment related,
3. The Sandy Shores Trust-Managing trustee of The Sandy Shores Trust,
Start: 06/19/2019,
Address: 589 Baron St., Toms River, NJ 08753,
0 total business hours per month,
No annual compensation,
Not investment related,
4. JLD Advisory Inc.-was created in conjunction with Doviak Enterprises LLC in order to facilitate tax planning pertaining to various sources of 1099 income,
Start: 12/01/2021,
Address: 2111 Route 34, Wall Township, NJ 07719,
1 total hour per month; 0 during securities trading hours,
Not investment related,
No annual compensation,
5. PWS Group LLC, 25% Owner of LLC created to facilitate payroll and health insurance benefits for staff,
Start: 10/18/2023,
Address: 2111 Route 34 South, Wall, NJ 07719,
2 total hours per month; 0 during securities trading hours,
Not investment related,
No annual compensation,
CRS (Client Relationship Summary) - RIA
Click below to view Jason Lee Doviak's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jason Lee Doviak's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 24, 2007 - Present
PARK AVENUE SECURITIES LLC
Office #1: 2111 Rt 34 South Suite 100, Wall, NJ 07719RIA
BD
CRD#: 46173
WALL, NJ
Current
March 10, 2004 - Present
PARK AVENUE SECURITIES LLC
Office #1: 2111 Rt 34 South Suite 100, Wall, NJ 07719RIA
BD
CRD#: 46173
WALL, NJ
Past
September 24, 2003 - November 4, 2003
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(5/8/2019)
IAR
Arizona(5/8/2019)
RR
Connecticut(1/22/2024)
IAR
Connecticut(1/22/2024)
RR
Florida(7/21/2015)
IAR
Florida(7/22/2015)
RR
Georgia(12/7/2020)
RR
Hawaii(5/5/2011)
IAR
Hawaii(5/5/2011)
RR
Maryland(12/12/2024)
IAR
Maryland(12/20/2024)
RR
New Jersey(3/10/2004)
IAR
New Jersey(8/24/2007)
RR
New York(8/7/2007)
IAR
New York(4/16/2021)
RR
Pennsylvania(3/10/2015)
IAR
Pennsylvania(2/2/2023)
RR
South Carolina(8/28/2007)
IAR
South Carolina(1/30/2019)
RR
Tennessee(11/13/2019)
RR
Virginia(10/2/2025)
IAR
Virginia(10/3/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
10 Hudson Yards, New York, NY 10001
Mailing Address
10 Hudson Yards, New York, NY 10001
Phone number
+1 (888) 600-4667
Established
Delaware since 08/20/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,984
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | OWNER | |
| BOGGS, ALLEN WARREN | HEAD OF PRODUCT & SUPERVISION | 4751363 |
| CASWELL, MARIANNE GRACE | PRESIDENT AND ELECTED MEMBER | 6424651 |
| DAVARASHVILI, KATE | FINOP/PRINCIPAL FINANCIAL OFFICER. | 5642325 |
| DESROCHERS, CARL | ELECTED MEMBER | 7807194 |
| GALLO, JOSEPH MICHAEL | CHIEF COMPLIANCE OFFICER | 3108044 |
| HERGAN, JOSHUA NEIL | GENERAL COUNSEL | 4572643 |
| LESINA, LEYLA ADA | ELECTED MEMBER | 3004323 |
| MAHER, CARLY PRITCHARD | HEAD OF WEALTH MANAGEMENT STRATEGY AND BUSINESS OPERATIONS | 4003223 |
| PERRY, MICHAEL ANDREW | ELECTED MEMBER | 2688179 |
| RYNIKER, MICHAEL JOHN | PRINCIPAL OPERATIONS OFFICER | 2474604 |
Regulatory assets under management
| Total Number of Accounts | 71,074 |
| AUM (Assets Under Management) | $ 14,998,852,974 |
Disclosures
| Regulatory Event | 20 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 01/22/2025 | ||
| 11/15/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PARK AVENUE SECURITIES LLC
CRD#: 46173Wall, NJ 07719TRUST BUT VERIFY
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